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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)
SMFG

Name Holding Trade Value Shares
Change 		Change in
Stake
Thrivent Financial for Lutherans
101
Thrivent Financial for Lutherans
Minnesota
$147K +$142K +15,900 New
KCG
102
Knight Capital Group
$143K +$138K +15,466 New
Group One Trading
103
Group One Trading
Illinois
$137K +$132K +14,837 New
UCFA
104
United Capital Financial Advisors
Texas
$128K +$124K +13,895 New
WB
105
WesBanco Bank
West Virginia
$123K +$119K +13,360 New
CIA
106
Choate Investment Advisors
Massachusetts
$118K +$114K +12,770 New
PG
107
PEAK6 Group
Illinois
$106K +$102K +11,449 New
BSW
108
Buckingham Strategic Wealth
Missouri
$106K +$103K +11,513 New
LPL Financial
109
LPL Financial
California
$98K +$94.5K +10,579 New
Acadian Asset Management
110
Acadian Asset Management
Massachusetts
$95K +$91.7K +10,273 New
GT
111
Glenmede Trust
Pennsylvania
$80K +$77.8K +8,719 New
LTFS
112
Ladenburg Thalmann Financial Services
Florida
$64K +$61.1K +6,842 New
HR
113
Howe & Rusling
New York
$56K +$53.9K +6,037 New
WT
114
Whittier Trust
California
$53K +$51.3K +5,750 New
TIM
115
Telemus Investment Management
Michigan
$51K +$49.3K +5,524 New
WA
116
WFG Advisors
Texas
$45K +$43.4K +4,861 New
EFSCE
117
Enterprise Financial Services Corp (EFSC)
Missouri
$34K +$33.3K +3,725 New
CTC
118
Central Trust Company
Missouri
$32K +$30.5K +3,418 New
LIA
119
LS Investment Advisors
Michigan
$30K +$29.2K +3,270 New
H
120
Hexavest
Quebec, Canada
$29K +$27.6K +3,095 New
M&T Bank
121
M&T Bank
New York
$20K +$19K +2,126 New
CAW
122
Cornerstone Advisors (Washington)
Washington
$19K +$18.1K +2,031 New
FMII
123
Farmers & Merchants Investments Inc
Nebraska
$19K +$18.2K +2,035 New
PNC Financial Services Group
124
PNC Financial Services Group
Pennsylvania
$18K +$17.3K +1,935 New
HF
125
Hoxton Financial
West Virginia
$17K +$16K +1,796 New
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