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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)
SMFG

Name Holding Trade Value Shares
Change 		Change in
Stake
BCM
76
BTC Capital Management
Iowa
$540K +$12.3K +1,724 +2%
JIC
77
Johnson Investment Counsel
Ohio
$536K +$11.1K +1,557 +2%
S
78
SignatureFD
Georgia
$522K +$68.1K +9,521 +15%
VAS
79
Vestmark Advisory Solutions
Massachusetts
$517K +$526K +73,600 New
HF
80
HRT Financial
New York
$501K +$510K +71,355 New
IB
81
Intrust Bank
Kansas
$499K +$45.6K +6,374 +10%
AP
82
Advisor Partners
California
$498K +$66.7K +9,328 +15%
Neuberger Berman Group
83
Neuberger Berman Group
New York
$469K +$131K +18,330 +38%
UCFA
84
United Capital Financial Advisors
Texas
$459K +$44.1K +6,164 +10%
QCG
85
Quadrant Capital Group
Ohio
$444K +$159K +22,203 +52%
EAM
86
Eagle Asset Management
Florida
$425K +$20.6K +2,882 +5%
HC
87
Henshaw Capital
Massachusetts
$420K – – –
FA
88
FDx Advisors
Illinois
$377K +$32.4K +4,536 +9%
WI
89
WrapManager Inc
California
$362K +$95.4K +13,342 +35%
EDRH
90
Edmond de Rothschild Holding
Switzerland
$352K – – –
HighTower Advisors
91
HighTower Advisors
Illinois
$350K +$9.87K +1,380 +3%
RCAG
92
Rehmann Capital Advisory Group
Michigan
$324K +$226K +31,630 +219%
SCM
93
Stevens Capital Management
Pennsylvania
$308K +$128K +17,966 +70%
BOPW
94
Brandywine Oak Private Wealth
Pennsylvania
$305K +$48.7K +6,811 +19%
LTFS
95
Ladenburg Thalmann Financial Services
Florida
$302K +$49.3K +6,898 +19%
MIS
96
Morningstar Investment Services
Illinois
$299K -$54.4K -7,611 -15%
1WA
97
180 Wealth Advisors
Washington
$295K +$129K +18,094 +79%
CG
98
Caprock Group
Idaho
$294K -$7.11K -994 -2%
LPL Financial
99
LPL Financial
California
$282K -$19.8K -2,765 -6%
TSS
100
Two Sigma Securities
New York
$282K +$287K +40,143 New
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4
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