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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)
SMFG

Name Holding Trade Value Shares
Change 		Change in
Stake
DTL
476
Dynamic Technology Lab
Singapore
– -$521K -26,363 Closed
VCM
477
Voleon Capital Management
California
– -$494K -24,991 Closed
PAG
478
Private Advisor Group
New Jersey
– -$443K -22,435 Closed
Marshall Wace
479
Marshall Wace
United Kingdom
– -$370K -18,735 Closed
SSA
480
Schonfeld Strategic Advisors
New York
– -$360K -18,214 Closed
BHPW
481
Beverly Hills Private Wealth
California
– -$339K -17,177 Closed
NI
482
Natural Investments
California
– -$266K -13,499 Closed
BC
483
Bridgefront Capital
Texas
– -$256K -12,981 Closed
APM
484
a16z Perennial Management
California
– -$251K -12,699 Closed
SG Americas Securities
485
SG Americas Securities
New York
– -$250K -12,659 Closed
Two Sigma Investments
486
Two Sigma Investments
New York
– -$237K -12,000 Closed
KWA
487
Kingswood Wealth Advisors
California
– -$224K -11,365 Closed
DOA
488
D'Orazio & Associates
Virginia
– -$204K -10,340 Closed
TPWA
489
Twin Peaks Wealth Advisors
California
– -$84.5K -4,276 Closed
ASN
490
Advisory Services Network
Georgia
– -$42.2K -2,136 Closed
BCM
491
Berbice Capital Management
New York
– -$39.5K -2,000 Closed
AA
492
Addison Advisors
Vermont
– -$37.1K -1,876 Closed
DWP
493
Destiny Wealth Partners
Florida
– -$33.2K -1,679 Closed
SIS
494
Sound Income Strategies
Florida
– -$29.1K -1,404 Closed
GSEP
495
Golden State Equity Partners
California
– -$26.8K -1,355 Closed
RFP
496
Root Financial Partners
California
– -$24K -1,214 Closed
AA
497
Ancora Advisors
Ohio
– -$23.4K -1,185 Closed
WG
498
Wellington Group
Indiana
– -$21.8K -1,104 Closed
AGWCA
499
Annis Gardner Whiting Capital Advisors
Florida
– -$14K -707 Closed
PB
500
Pinnacle Bancorp
Nebraska
– -$9.86K -499 Closed
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