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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
IRC
251
Investors Research Corp
Georgia
$2K – – –
JFA
252
JNBA Financial Advisors
Minnesota
$2K – – –
GAM
253
Griffin Asset Management
New York
$2K +$1.84K +260 New
W
254
WealthStone
Ohio
$1.01K +$1.01K +143 New
QT
255
Quantamental Technologies
New York
$1K +$708 +100 New
VCM
256
Vigilant Capital Management
Maine
$1K +$1.18K +166 New
MWNA
257
Marshall Wace North America
New York
– -$2.98M -424,572 Closed
Marshall Wace
258
Marshall Wace
United Kingdom
– -$2.08M -296,306 Closed
Two Sigma Investments
259
Two Sigma Investments
New York
– -$833K -118,489 Closed
HF
260
HRT Financial
New York
– -$501K -71,355 Closed
EBT
261
Enterprise Bank & Trust
Massachusetts
– -$180K -25,666 Closed
TD Asset Management
262
TD Asset Management
Ontario, Canada
– -$127K -17,694 Closed
Creative Planning
263
Creative Planning
Kansas
– -$113K -16,021 Closed
TI
264
Trexquant Investment
Connecticut
– -$105K -14,983 Closed
BRWA
265
B. Riley Wealth Advisors
Florida
– -$91K -12,837 Closed
Cerity Partners
266
Cerity Partners
New York
– -$88K -12,495 Closed
LFA
267
Legacy Financial Advisors
Kentucky
– -$85K -12,030 Closed
AT
268
Arden Trust
Delaware
– -$72K -10,283 Closed
IDBONY
269
Israel Discount Bank of New York
New York
– -$49K -6,930 Closed
HR
270
Howe & Rusling
New York
– -$31K -4,438 Closed
MNBTD
271
Moody National Bank Trust Division
Texas
– -$24K -3,450 Closed
WTB
272
Washington Trust Bank
Washington
– -$21K -2,950 Closed
CFA
273
Camarda Financial Advisors
Florida
– -$18K -2,496 Closed
AIA
274
Alera Investment Advisors
Illinois
– -$17K -2,375 Closed
LC
275
Lavaca Capital
Texas
– -$11K -1,618 Closed