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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
251
Riverhead Capital Management
Delaware
– -$569K -70,800 Closed
GHCM
252
Glen Harbor Capital Management
California
– -$516K -64,208 Closed
Deutsche Bank
253
Deutsche Bank
Germany
– -$265K -33,044 Closed
Arrowstreet Capital
254
Arrowstreet Capital
Massachusetts
– -$209K -26,000 Closed
BG
255
Bahl & Gaynor
Ohio
– -$209K -25,985 Closed
SS
256
Simplicity Solutions
Minnesota
– -$192K -23,890 Closed
RCA
257
Rowland Carmichael Advisors
Arizona
– -$183K -22,760 Closed
JCM
258
Jacobi Capital Management
Pennsylvania
– -$165K -20,505 Closed
BCM
259
BlueCrest Capital Management
Jersey
– -$145K -18,076 Closed
CGL
260
Clarius Group LLC
Washington
– -$105K -13,019 Closed
DIM
261
DC Investments Management
Virginia
– -$102K -12,722 Closed
HW
262
Hancock Whitney
Mississippi
– -$94K -11,674 Closed
KeyBank National Association
263
KeyBank National Association
Ohio
– -$90K -11,205 Closed
HJIM
264
Henry James International Management
New York
– -$86K -10,683 Closed
BWP
265
BSW Wealth Partners
Colorado
– -$83K -10,286 Closed
SPIA
266
Steward Partners Investment Advisory
New York
– -$52K -6,476 Closed
BL
267
Balentine LLC
Georgia
– -$47K -5,900 Closed
TPWA
268
TRUE Private Wealth Advisors
Oregon
– -$36.3K -4,517 Closed
LIA
269
LS Investment Advisors
Michigan
– -$26K -3,270 Closed
TL
270
TrueWealth LLC
Georgia
– -$23K -2,865 Closed
WSTAM
271
Wilbanks Smith & Thomas Asset Management
Virginia
– -$22K -2,763 Closed
RWM
272
Raffa Wealth Management
District of Columbia
– -$20.1K -2,500 Closed
LFA
273
Legacy Financial Advisors
Kentucky
– -$18K -2,288 Closed
AF
274
Advisornet Financial
Minnesota
– -$14K -1,781 Closed
SIS
275
Sound Income Strategies
Florida
– -$13K -1,665 Closed