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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
ICM
226
Infini Capital Management
Hong Kong
– -$5.04M -817,500 Closed
IMF
227
Infini Master Fund
Hong Kong
– -$5.04M -817,500 Closed
CCIA
228
Campbell & Co Investment Adviser
Maryland
– -$383K -62,000 Closed
Cubist Systematic Strategies
229
Cubist Systematic Strategies
Connecticut
– -$298K -48,244 Closed
RhumbLine Advisers
230
RhumbLine Advisers
Massachusetts
– -$272K -44,022 Closed
Ferguson Wellman Capital Management
231
Ferguson Wellman Capital Management
Oregon
– -$248K -40,232 Closed
Y-Intercept (HK)
232
Y-Intercept (HK)
Hong Kong
– -$240K -38,826 Closed
Squarepoint
233
Squarepoint
New York
– -$187K -30,336 Closed
Schonfeld Strategic Advisors
234
Schonfeld Strategic Advisors
New York
– -$158K -25,500 Closed
Trexquant Investment
235
Trexquant Investment
Connecticut
– -$147K -23,819 Closed
DIM
236
DC Investments Management
Virginia
– -$144K -23,398 Closed
Simplicity Solutions
237
Simplicity Solutions
Minnesota
– -$133K -21,619 Closed
Jump Financial
238
Jump Financial
Illinois
– -$88K -14,301 Closed
Macquarie Group
239
Macquarie Group
Australia
– -$72K -11,686 Closed
Two Sigma Investments
240
Two Sigma Investments
New York
– -$72K -11,620 Closed
Voloridge Investment Management
241
Voloridge Investment Management
Florida
– -$71K -11,517 Closed
IB
242
Intrust Bank
Kansas
– -$67K -10,911 Closed
Axa
243
Axa
France
– -$31K -4,953 Closed
Brown Brothers Harriman & Co
244
Brown Brothers Harriman & Co
New York
– -$6K -968 Closed
Jones Financial Companies
245
Jones Financial Companies
Missouri
– -$6K -911 Closed
Northwestern Mutual Wealth Management
246
Northwestern Mutual Wealth Management
Wisconsin
– -$4K -598 Closed
VCG
247
Vantage Consulting Group
Virginia
– -$3K -516 Closed
Associated Banc-Corp
248
Associated Banc-Corp
Wisconsin
– -$3K -507 Closed
Group One Trading
249
Group One Trading
Illinois
– -$3.48K -500 Closed
Advisory Services Network
250
Advisory Services Network
Georgia
– -$3K -454 Closed