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State Street SPDR S&P 600 Small Cap Value ETF
SLYV

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$5.02M +$4.97M +112,936 New
Morgan Stanley
2
Morgan Stanley
New York
$3.45M +$3.42M +77,658 New
HighTower Advisors
3
HighTower Advisors
Illinois
$3.26M +$3.23M +73,406 New
LPL Financial
4
LPL Financial
California
$2.96M +$2.93M +66,646 New
CBB
5
Citizens Business Bank
California
$2.35M +$2.32M +52,796 New
U
6
UBS
Switzerland
$1.76M +$1.74M +39,628 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.35M +$1.34M +30,388 New
BRWA
8
B. Riley Wealth Advisors
Florida
$1.06M +$1.05M +23,790 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$957K +$947K +21,528 New
Bank of America
10
Bank of America
North Carolina
$874K +$864K +19,654 New
PFPT
11
Pinnacle Financial Partners (Tennessee)
Tennessee
$689K +$682K +15,502 New
Nomura Holdings
12
Nomura Holdings
Japan
$686K +$679K +15,434 New
CCM
13
Carlson Capital Management
Minnesota
$649K +$642K +14,598 New
VFS
14
VSR Financial Services
Kansas
$498K +$493K +11,200 New
Comerica Bank
15
Comerica Bank
Texas
$434K +$429K +9,764 New
FIM
16
Freedom Investment Management
Connecticut
$386K +$382K +8,684 New
PH
17
Pinnacle Holdings
Oklahoma
$356K +$352K +8,004 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$285K +$282K +6,416 New
SAM
19
Silvercrest Asset Management
New York
$252K +$250K +5,680 New
KFS
20
KMS Financial Services
Washington
$205K +$203K +4,622 New
AIG
21
American International Group
New York
$180K +$178K +4,050 New
US Bancorp
22
US Bancorp
Minnesota
$134K +$132K +3,010 New
Creative Planning
23
Creative Planning
Kansas
$97K +$95.7K +2,176 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$69K +$68.5K +1,558 New
LFG
25
LifePlan Financial Group
Ohio
$65K +$64.4K +1,464 New
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