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State Street SPDR S&P 600 Small Cap Value ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$94.1M -$9.01M -151,698 -10%
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
$90.5M +$1.19M +20,051 +2%
Bank of America
3
Bank of America
North Carolina
$90.2M +$5.06M +85,129 +7%
NP
4
NorthRock Partners
Minnesota
$49.7M +$1.31M +22,101 +3%
LPL Financial
5
LPL Financial
California
$44.2M +$10.9M +184,195 +38%
GIM
6
Goelzer Investment Management
Indiana
$43.4M +$2.02M +33,964 +5%
RM
7
Resource Management
Louisiana
$42.6M +$4.67M +78,639 +14%
CFS
8
Cannon Financial Strategists
Georgia
$41.2M -$1.61M -27,017 -4%
FCI
9
Financial Counselors Inc
Kansas
$39.3M +$3.18M +53,556 +10%
FPIS
10
Financial Planning & Information Services
Wisconsin
$39.2M -$2.61M -43,842 -7%
NEWAS
11
N.E.W. Advisory Services
Wisconsin
$39.1M +$2.48M +41,751 +8%
Stifel Financial
12
Stifel Financial
Missouri
$30.6M +$459K +7,720 +2%
EK
13
Evensky & Katz
Florida
$28.5M -$438K -7,366 -2%
Ameriprise
14
Ameriprise
Minnesota
$26.3M +$1.09M +18,314 +5%
KF
15
Krilogy Financial
Missouri
$21.9M -$1.44M -24,280 -7%
UBS Group
16
UBS Group
Switzerland
$21.7M -$1.51M -25,495 -7%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$21.2M +$595K +10,008 +3%
MPWT
18
MassMutual Private Wealth & Trust
Connecticut
$20.6M +$2.13M +35,859 +13%
PP
19
Palladium Partners
Virginia
$20M +$914K +15,390 +5%
RIM
20
Redwood Investment Management
Arizona
$19.9M -$3.85M -64,720 -18%
EWA
21
ERTS Wealth Advisors
Michigan
$18M +$1.37M +23,079 +9%
WIA
22
World Investment Advisors
California
$18M +$14M +235,612 New
EH
23
Equitable Holdings
New York
$16.3M +$1.34M +22,573 +10%
KA
24
Klingman & Associates
New York
$16.3M -$155K -2,614 -1%
ADL
25
Asset Dedication LLC
California
$15.9M +$617K +10,386 +5%