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SLR Investment Corp
SLRC

122 hedge funds and large institutions have $614M invested in SLR Investment Corp in 2013 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 43 increasing their positions, 37 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more call options, than puts

Call options by funds: $2.15M | Put options by funds: $1.31M

16% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 37

7% more capital invested

Capital invested by funds: $572M → $614M (+$41.5M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

8% less funds holding

Funds holding: 133 → 122 (-11)

45% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 22

Holders
122
Holders Change
-11
Holders Change %
-8.27%
% of All Funds
3.96%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
12
Increased
43
Reduced
37
Closed
22
Calls
$2.15M
Puts
$1.31M
Net Calls
+$841K
Net Calls Change
+$1.2M

Top Buyers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
+$37.9M
2
TIM
Thornburg Investment Management
New Mexico
+$18.8M
3
PI
Putnam Investments
Massachusetts
+$7.89M
4
Goldman Sachs
Goldman Sachs
New York
+$3.84M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$3.39M

Top Sellers

Rank Fund Capital Flow
1
TA
Teachers Advisors
New York
-$7.6M
2
NI
Numeric Investors
Massachusetts
-$4.64M
3
AQR Capital Management
AQR Capital Management
Connecticut
-$4.46M
4
Two Sigma Investments
Two Sigma Investments
New York
-$4.46M
5
RFC
Russell Frank Company
Washington
-$4.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
101
Edge Wealth Management
New York
$44K – – –
California Public Employees Retirement System
102
California Public Employees Retirement System
California
$42K – – –
QT
103
Quantbot Technologies
New York
$42K +$42.9K +1,900 New
MAA
104
Managed Account Advisors
New Jersey
$36K -$65.3K -2,888 -64%
PG
105
PEAK6 Group
Illinois
$34K +$68.3K +3,022 New
BlackRock
106
BlackRock
New York
$32K +$1.51K +67 +5%
US Bancorp
107
US Bancorp
Minnesota
$28K – – –
PNC Financial Services Group
108
PNC Financial Services Group
Pennsylvania
$22K -$31.1K -1,378 -58%
Bank of Montreal
109
Bank of Montreal
Ontario, Canada
$22K – – –
First Manhattan
110
First Manhattan
New York
$22K – – –
WA
111
WFG Advisors
Texas
$20K -$2.03K -90 -9%
FMII
112
Farmers & Merchants Investments Inc
Nebraska
$16K – – –
PAM
113
Panagora Asset Management
Massachusetts
$13K -$578K -25,583 -98%
NES
114
New England Securities
New York
$11K – – –
Fifth Third Bancorp
115
Fifth Third Bancorp
Ohio
$5K – – –
GT
116
Greenleaf Trust
Michigan
$5K – – –
GGPS
117
Gary Goldberg Planning Services
New York
$4K – – –
MFS
118
MSI Financial Services
Massachusetts
$4K – – –
PC
119
Polar Capital
United Kingdom
$3.16K +$3.22M +142,500 New
Envestnet Asset Management
120
Envestnet Asset Management
Illinois
$3K – – –
ST
121
SpiderRock Trading
Illinois
$2K – – –
LFR
122
Lehman Financial Resources
Pennsylvania
$1K +$23 +1 +3%
Manulife (Manufacturers Life Insurance)
123
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$672 – – –
NI
124
Numeric Investors
Massachusetts
– -$4.64M -200,840 Closed
Two Sigma Investments
125
Two Sigma Investments
New York
– -$4.46M -192,932 Closed
2 3 4
5
6

SLRC Hedge Fund Activity: Q3 2013 in Review

122 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in SLR Investment Corp (SLRC) for Q3 2013, worth a combined $614M — up 7.3% from $572M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of SLRC and 12 opened new positions — a net loss of 10 holders — while 37 trimmed existing stakes and 43 added.

The largest buyer was Wellington Management Group, adding an estimated $37.9M. The largest seller was Teachers Advisors, cutting an estimated $7.6M.

  • 122 institutional investors held SLR Investment Corp (SLRC) as of Q3 2013, down from 133 in Q2 2013.
  • Funds reported $614M of SLR Investment Corp stock for Q3 2013, up 7.3% quarter-over-quarter.
  • 12 funds opened new SLR Investment Corp positions in Q3 2013 and 22 closed out, a net change of -10 holders.
  • The largest SLR Investment Corp buyer in Q3 2013 was Wellington Management Group, an estimated $37.9M added.
  • The largest SLR Investment Corp seller in Q3 2013 was Teachers Advisors, an estimated $7.6M sold.

Based on aggregated 13F filings for Q3 2013.