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SLR Investment Corp
SLRC

102 hedge funds and large institutions have $379M invested in SLR Investment Corp in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 40 increasing their positions, 36 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more call options, than puts

Call options by funds: $1.2M | Put options by funds: $815K

11% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 36

1% less capital invested

Capital invested by funds: $382M → $379M (-$2.98M)

1.65% less ownership

Funds ownership: 49.14% → 47.49% (-1.6%)

6% less funds holding

Funds holding: 109 → 102 (-7)

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
102
Holders Change
-7
Holders Change %
-6.42%
% of All Funds
1.79%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
40
Reduced
36
Closed
12
Calls
$1.2M
Puts
$815K
Net Calls
+$388K
Net Calls Change
+$19K

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$1.62M
2
CCM
Callodine Capital Management
Massachusetts
+$1.33M
3
Two Sigma Investments
Two Sigma Investments
New York
+$952K
4
CAM
Concorde Asset Management
Michigan
+$851K
5
HighTower Advisors
HighTower Advisors
Illinois
+$763K

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$5.47M
2
Wellington Management Group
Wellington Management Group
Massachusetts
-$3.32M
3
KTA
Keeley-Teton Advisors
Illinois
-$2.28M
4
UBS Group
UBS Group
Switzerland
-$1.74M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$1.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
SPC
76
Sigma Planning Corp
Michigan
$222K +$8.18K +429 +4%
SCA
77
SMH Capital Advisors
Texas
$217K -$8.73K -458 -4%
GA
78
Geller Advisors
New York
$216K +$216K +11,310 New
AWS
79
AJ Wealth Strategies
New York
$214K +$213K +11,200 New
FA
80
FDx Advisors
Illinois
$208K +$5.87K +308 +3%
RJFSA
81
Raymond James Financial Services Advisors
Florida
$194K +$193K +10,118 New
RPC
82
Rossmore Private Capital
Connecticut
$191K +$191K +10,000 New
CFGS
83
Concourse Financial Group Securities
Alabama
$168K +$40.3K +2,112 +33%
GWM
84
Geneos Wealth Management
Colorado
$60K +$48.2K +2,527 +404%
SPIA
85
Steward Partners Investment Advisory
New York
$58K +$2.33K +122 +4%
APA
86
American Portfolios Advisors
New York
$42.7K – – –
EBA
87
Eagle Bay Advisors
New York
$41K +$1.24K +65 +3%
FIA
88
FNY Investment Advisers
New York
$38K +$38.1K +2,000 New
WAM
89
Wolverine Asset Management
Illinois
$37K -$83.6K -4,388 -69%
Rockefeller Capital Management
90
Rockefeller Capital Management
New York
$36K +$781 +41 +2%
FCMT
91
Founders Capital Management (Texas)
Texas
$29K – – –
AWA
92
Arkadios Wealth Advisors
Georgia
$19K +$400 +21 +2%
SMG
93
Spectrum Management Group
Indiana
$18K – – –
SIM
94
Sonora Investment Management
Arizona
$10K – – –
US Bancorp
95
US Bancorp
Minnesota
$8K – – –
TRCT
96
Tower Research Capital (TRC)
New York
$7K -$44K -2,307 -87%
HI
97
Harbour Investments
Wisconsin
$7K +$1.91K +100 +41%
PCH
98
Polar Capital Holdings
United Kingdom
$5.26K -$348K -18,250 -6%
SWM
99
Spire Wealth Management
Virginia
$4K – – –
GRP
100
Global Retirement Partners
California
$3K +$57 +3 +2%
1 2 3
4
5

SLRC Hedge Fund Activity: Q3 2021 in Review

102 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in SLR Investment Corp (SLRC) for Q3 2021, worth a combined $379M — down 0.78% from $382M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of SLRC and 8 opened new positions — a net loss of 4 holders — while 36 trimmed existing stakes and 40 added.

The largest buyer was JP Morgan Chase, adding an estimated $1.62M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $5.47M sold.

  • 102 institutional investors held SLR Investment Corp (SLRC) as of Q3 2021, down from 109 in Q2 2021.
  • Funds reported $379M of SLR Investment Corp stock for Q3 2021, down 0.78% quarter-over-quarter.
  • 8 funds opened new SLR Investment Corp positions in Q3 2021 and 12 closed out, a net change of -4 holders.
  • The largest SLR Investment Corp buyer in Q3 2021 was JP Morgan Chase, an estimated $1.62M added.
  • The largest SLR Investment Corp seller in Q3 2021 was Arrowstreet Capital, an estimated $5.47M sold.

Based on aggregated 13F filings for Q3 2021.