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SLR Investment Corp
SLRC

124 hedge funds and large institutions have $606M invested in SLR Investment Corp in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 47 increasing their positions, 33 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 33

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

5% less capital invested

Capital invested by funds: $637M → $606M (-$30.5M)

7% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 15

2% less funds holding

Funds holding: 126 → 124 (-2)

85% less call options, than puts

Call options by funds: $33K | Put options by funds: $225K

Holders
124
Holders Change
-2
Holders Change %
-1.59%
% of All Funds
3.58%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
14
Increased
47
Reduced
33
Closed
15
Calls
$33K
Puts
$225K
Net Calls
-$192K
Net Calls Change
+$119K

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$21.3M
2
BIT
BlackRock Institutional Trust
California
+$5.74M
3
USAA
United Services Automobile Association
Texas
+$2.28M
4
Millennium Management
Millennium Management
New York
+$2.15M
5
GC
Guggenheim Capital
Illinois
+$1.49M

Top Sellers

1
Allianz Asset Management
Allianz Asset Management
Germany
-$16.6M
2
RFC
Russell Frank Company
Washington
-$11M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$7.96M
4
U
UBS
Switzerland
-$7.58M
5
Morgan Stanley
Morgan Stanley
New York
-$2.43M
Name Holding Trade Value Shares
Change 		Change in
Stake
GEM
76
Global Endowment Management
North Carolina
$592K – – –
PPA
77
Parametric Portfolio Associates
Washington
$558K +$42.2K +1,897 +8%
Macquarie Group
78
Macquarie Group
Australia
$556K – – –
PP
79
PDT Partners
New York
$551K +$563K +25,292 New
VOYA Investment Management
80
VOYA Investment Management
Georgia
$536K – – –
BA
81
BlackRock Advisors
Delaware
$513K +$22.9K +1,030 +5%
Susquehanna International Group
82
Susquehanna International Group
Pennsylvania
$510K +$102K +4,589 +24%
AQR Capital Management
83
AQR Capital Management
Connecticut
$492K -$615K -27,600 -55%
Royal Bank of Canada
84
Royal Bank of Canada
Ontario, Canada
$462K -$328K -14,713 -41%
WHI
85
William Harris Investors
Illinois
$421K – – –
Commonwealth Equity Services
86
Commonwealth Equity Services
Massachusetts
$369K +$30.9K +1,386 +9%
UBS AM
87
UBS AM
Illinois
$355K +$31.2K +1,400 +9%
HI
88
HBK Investments
Texas
$322K +$330K +14,800 New
KA
89
Kerrisdale Advisers
Florida
$272K +$278K +12,469 New
Principal Financial Group
90
Principal Financial Group
Iowa
$270K +$33K +1,483 +14%
Nomura Holdings
91
Nomura Holdings
Japan
$241K +$246K +11,049 New
SCM
92
Stevens Capital Management
Pennsylvania
$239K +$244K +10,962 New
William Blair & Company
93
William Blair & Company
Illinois
$224K – – –
RFC
94
Russell Frank Company
Washington
$222K -$11M -494,942 -98%
Capital Fund Management (CFM)
95
Capital Fund Management (CFM)
France
$213K +$218K +9,800 New
SAS
96
Spectrum Advisory Services
Georgia
$210K -$13.4K -600 -6%
WRM
97
Westport Resources Management
Connecticut
$178K -$20K -900 -10%
Citigroup
98
Citigroup
New York
$158K -$259K -11,623 -62%
FNBT
99
FineMark National Bank & Trust
Florida
$80K – – –
STC
100
SEI Trust Company
Pennsylvania
$74K -$8.91K -400 -11%
2 3
4
5 6

SLRC Hedge Fund Activity: Q1 2014 in Review

124 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in SLR Investment Corp (SLRC) for Q1 2014, worth a combined $606M — down 4.8% from $637M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of SLRC and 14 opened new positions — a net loss of 1 holder — while 33 trimmed existing stakes and 47 added.

The largest buyer was Wellington Management Group, adding an estimated $21.3M. The largest seller was Allianz Asset Management, cutting an estimated $16.6M.

  • 124 institutional investors held SLR Investment Corp (SLRC) as of Q1 2014, down from 126 in Q4 2013.
  • Funds reported $606M of SLR Investment Corp stock for Q1 2014, down 4.8% quarter-over-quarter.
  • 14 funds opened new SLR Investment Corp positions in Q1 2014 and 15 closed out, a net change of -1 holder.
  • The largest SLR Investment Corp buyer in Q1 2014 was Wellington Management Group, an estimated $21.3M added.
  • The largest SLR Investment Corp seller in Q1 2014 was Allianz Asset Management, an estimated $16.6M sold.

Based on aggregated 13F filings for Q1 2014.