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SLR Investment Corp

126 hedge funds and large institutions have $637M invested in SLR Investment Corp in 2013 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 34 increasing their positions, 43 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 13

3% more funds holding

Funds holding: 122126 (+4)

4% more capital invested

Capital invested by funds: $614M → $637M (+$23.1M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

21% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 43

75% less call options, than puts

Call options by funds: $104K | Put options by funds: $415K

Holders
126
Holders Change
+4
Holders Change %
+3.28%
% of All Funds
3.66%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
17
Increased
34
Reduced
43
Closed
13
Calls
$104K
Puts
$415K
Net Calls
-$311K
Net Calls Change
-$1.15M
Name Holding Trade Value Shares
Change
Change in
Stake
VOYA Investment Management
76
VOYA Investment Management
Georgia
$555K +$180K +7,996 +48%
PPA
77
Parametric Portfolio Associates
Washington
$535K -$257K -11,389 -32%
DekaBank Deutsche Girozentrale
78
DekaBank Deutsche Girozentrale
Germany
$520K +$280K +12,400 +116%
EWA
79
EP Wealth Advisors
California
$511K +$511K +22,650 New
BA
80
BlackRock Advisors
Delaware
$508K +$39.3K +1,744 +8%
Bank of America
81
Bank of America
North Carolina
$508K +$121K +5,383 +31%
WHI
82
William Harris Investors
Illinois
$436K
EMG
83
Ellington Management Group
Connecticut
$433K +$433K +19,200 New
Citigroup
84
Citigroup
New York
$426K +$216K +9,594 +103%
Susquehanna International Group
85
Susquehanna International Group
Pennsylvania
$424K +$424K +18,820 New
Commonwealth Equity Services
86
Commonwealth Equity Services
Massachusetts
$350K +$63.9K +2,835 +22%
UBS AM
87
UBS AM
Illinois
$336K -$37.6K -1,667 -10%
RA
88
Rational Advisors
New York
$334K
Grantham, Mayo, Van Otterloo & Co (GMO)
89
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$313K -$2.89K -128 -0.9%
Jane Street
90
Jane Street
New York
$267K -$159K -7,056 -37%
Principal Financial Group
91
Principal Financial Group
Iowa
$246K -$31.7K -1,407 -11%
William Blair & Company
92
William Blair & Company
Illinois
$232K
SAS
93
Spectrum Advisory Services
Georgia
$231K
RFC
94
Regions Financial Corp
Alabama
$205K -$45.1K -2,000 -18%
WRM
95
Westport Resources Management
Connecticut
$204K
SB
96
Suntrust Banks
Georgia
$202K +$204K +9,030 New
STC
97
SEI Trust Company
Pennsylvania
$86K -$83.5K -3,700 -49%
FNBT
98
FineMark National Bank & Trust
Florida
$83K
Creative Planning
99
Creative Planning
Kansas
$70K
FMT
100
First Mercantile Trust
Tennessee
$61K -$1.24K -55 -2%

SLRC Hedge Fund Activity: Q4 2013 in Review

126 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in SLR Investment Corp (SLRC) for Q4 2013, worth a combined $637M — up 3.8% from $614M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SLRC positions and 13 closed out — a net gain of 4 holders — while 34 added to existing stakes and 43 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $25M. The largest seller was Allianz Asset Management, cutting an estimated $9.68M.

  • 126 institutional investors held SLR Investment Corp (SLRC) as of Q4 2013, up from 122 in Q3 2013.
  • Funds reported $637M of SLR Investment Corp stock for Q4 2013, up 3.8% quarter-over-quarter.
  • 17 funds opened new SLR Investment Corp positions in Q4 2013 and 13 closed out, a net change of +4 holders.
  • The largest SLR Investment Corp buyer in Q4 2013 was Wellington Management Group, an estimated $25M added.
  • The largest SLR Investment Corp seller in Q4 2013 was Allianz Asset Management, an estimated $9.68M sold.

Based on aggregated 13F filings for Q4 2013.