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AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO

25 hedge funds and large institutions have $29.5M invested in AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in 2023 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

4% more funds holding

Funds holding: 24 → 25 (+1)

4% more capital invested

Capital invested by funds: $28.3M → $29.5M (+$1.17M)

3.95% less ownership

Funds ownership: 75.36% → 71.41% (-4%)

11% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 9

Holders
25
Holders Change
+1
Holders Change %
+4.17%
% of All Funds
0.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
8
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$1.98M
2
AWM
AE Wealth Management
Kansas
+$973K
3
MAWAG
Mid-American Wealth Advisory Group
Missouri
+$861K
4
AWS
Atria Wealth Solutions
New York
+$662K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$497K

Top Sellers

1
Osaic Holdings
Osaic Holdings
Arizona
-$2.96M
2
WP
WealthPLAN Partners
Nebraska
-$1.18M
3
WIM
WealthPlan Investment Management
Nebraska
-$1.06M
4
AIMU
Allianz Investment Management US
Minnesota
-$922K
5
CF
Centaurus Financial
California
-$101K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIMU
1
Allianz Investment Management US
Minnesota
$7.66M -$922K -33,000 -11%
Osaic Holdings
2
Osaic Holdings
Arizona
$2.87M -$2.96M -106,068 -52%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$2.69M +$497K +17,810 +24%
AWS
4
Atria Wealth Solutions
New York
$2.63M +$662K +23,699 +35%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$2.05M +$1.98M +71,005 New
WIM
6
WealthPlan Investment Management
Nebraska
$1.36M -$1.06M -38,063 -45%
CAN
7
Cetera Advisor Networks
California
$1.11M -$38.8K -1,391 -3%
NFG
8
Nations Financial Group
Iowa
$1.1M -$75.2K -2,693 -7%
SB
9
Strategic Blueprint
Georgia
$1.06M -$24.6K -880 -2%
AWM
10
AE Wealth Management
Kansas
$1.02M +$973K +34,847 New
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$926K +$88.5K +3,170 +11%
MAWAG
12
Mid-American Wealth Advisory Group
Missouri
$890K +$861K +30,838 New
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$798K +$472K +16,888 +157%
LPL Financial
14
LPL Financial
California
$577K -$3.21K -115 -0.6%
Citadel Advisors
15
Citadel Advisors
Florida
$556K -$67.5K -2,418 -11%
Jane Street
16
Jane Street
New York
$500K -$65K -2,329 -12%
KAS
17
Kestra Advisory Services
Texas
$400K +$144K +5,148 +59%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$321K +$84.5K +3,027 +37%
MSFS
19
Main Street Financial Solutions
Pennsylvania
$279K – – –
CA
20
Cetera Advisors
Colorado
$263K +$5.58K +200 +2%
IFG
21
Independent Financial Group
California
$204K +$197K +7,050 New
HI
22
Harbour Investments
Wisconsin
$170K +$30.9K +1,107 +23%
BBPWM
23
Blue Bell Private Wealth Management
Pennsylvania
$34.6K – – –
US Bancorp
24
US Bancorp
Minnesota
$11.6K +$11.2K +400 New
DFA
25
DHJJ Financial Advisors
Illinois
$462 – – –
1
2

SIXO Hedge Fund Activity: Q4 2023 in Review

25 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF (SIXO) for Q4 2023, worth a combined $29.5M — up 4.1% from $28.3M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SIXO positions and 4 closed out — a net gain of 1 holder — while 8 added to existing stakes and 9 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $1.98M. The largest seller was Osaic Holdings, cutting an estimated $2.96M.

  • 25 institutional investors held AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF (SIXO) as of Q4 2023, up from 24 in Q3 2023.
  • Funds reported $29.5M of AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF stock for Q4 2023, up 4.1% quarter-over-quarter.
  • 5 funds opened new AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF positions in Q4 2023 and 4 closed out, a net change of +1 holder.
  • The largest AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF buyer in Q4 2023 was Janney Montgomery Scott, an estimated $1.98M added.
  • The largest AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF seller in Q4 2023 was Osaic Holdings, an estimated $2.96M sold.

Based on aggregated 13F filings for Q4 2023.