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AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO

16 hedge funds and large institutions have $33.1M invested in AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in 2022 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 2 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

250% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 2

39% more capital invested

Capital invested by funds: $23.8M → $33.1M (+$9.37M)

33% more funds holding

Funds holding: 12 → 16 (+4)

9.72% more ownership

Funds ownership: 88% → 97.73% (+9.7%)

Holders
16
Holders Change
+4
Holders Change %
+33.33%
% of All Funds
0.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
2
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.74M
2
Osaic Holdings
Osaic Holdings
Arizona
+$803K
3
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$672K
4
AWS
Atria Wealth Solutions
New York
+$434K
5
OMC
Old Mission Capital
Illinois
+$400K

Top Sellers

1
NFG
Nations Financial Group
Iowa
-$113K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$23K
3
HI
Harbour Investments
Wisconsin
-$607
Name Holding Trade Value Shares
Change 		Change in
Stake
AIMU
1
Allianz Investment Management US
Minnesota
$11.3M – – –
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$4.49M +$2.74M +112,879 +162%
Osaic Holdings
3
Osaic Holdings
Arizona
$4.34M +$803K +33,063 +23%
WP
4
WealthPLAN Partners
Nebraska
$3.23M +$3.06M +125,821 New
WIM
5
WealthPlan Investment Management
Nebraska
$3.22M +$28.3K +1,165 +0.9%
AWS
6
Atria Wealth Solutions
New York
$2.02M +$434K +17,841 +28%
NFG
7
Nations Financial Group
Iowa
$1.05M -$113K -4,631 -10%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$926K +$29.7K +1,221 +3%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$680K +$672K +27,676 New
Jane Street
10
Jane Street
New York
$618K +$225K +9,263 +58%
OMC
11
Old Mission Capital
Illinois
$405K +$400K +16,482 New
CAN
12
Cetera Advisor Networks
California
$404K +$79.8K +3,283 +25%
LPL Financial
13
LPL Financial
California
$388K +$384K +15,800 New
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$29.5K +$29.2K +1,200 New
JP Morgan Chase
15
JP Morgan Chase
New York
$25K +$24.3K +1,000 New
HI
16
Harbour Investments
Wisconsin
$11.7K -$607 -25 -5%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
– -$23K -1,000 Closed

SIXO Hedge Fund Activity: Q4 2022 in Review

16 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF (SIXO) for Q4 2022, worth a combined $33.1M — up 39% from $23.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SIXO positions and 1 closed out — a net gain of 5 holders — while 7 added to existing stakes and 2 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $2.74M. The largest seller was Nations Financial Group, cutting an estimated $113K.

  • 16 institutional investors held AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF (SIXO) as of Q4 2022, up from 12 in Q3 2022.
  • Funds reported $33.1M of AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF stock for Q4 2022, up 39% quarter-over-quarter.
  • 6 funds opened new AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF positions in Q4 2022 and 1 closed out, a net change of +5 holders.
  • The largest AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF buyer in Q4 2022 was Commonwealth Equity Services, an estimated $2.74M added.
  • The largest AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF seller in Q4 2022 was Nations Financial Group, an estimated $113K sold.

Based on aggregated 13F filings for Q4 2022.