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AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO

24 hedge funds and large institutions have $28.3M invested in AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

4% more funds holding

Funds holding: 23 → 24 (+1)

2.65% less ownership

Funds ownership: 78.01% → 75.36% (-2.7%)

25% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 8

30% less capital invested

Capital invested by funds: $40.5M → $28.3M (-$12.2M)

Holders
24
Holders Change
+1
Holders Change %
+4.35%
% of All Funds
0.38%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
6
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WP
WealthPLAN Partners
Nebraska
+$789K
2
SB
Strategic Blueprint
Georgia
+$704K
3
Citadel Advisors
Citadel Advisors
Florida
+$603K
4
Osaic Holdings
Osaic Holdings
Arizona
+$574K
5
Jane Street
Jane Street
New York
+$546K

Top Sellers

1
CAN
Cetera Advisor Networks
California
-$11.5M
2
AIMU
Allianz Investment Management US
Minnesota
-$1.46M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$742K
4
OMC
Old Mission Capital
Illinois
-$651K
5
AWS
Atria Wealth Solutions
New York
-$447K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIMU
1
Allianz Investment Management US
Minnesota
$8.12M -$1.46M -52,500 -15%
Osaic Holdings
2
Osaic Holdings
Arizona
$5.59M +$574K +20,658 +11%
WIM
3
WealthPlan Investment Management
Nebraska
$2.32M +$324K +11,671 +16%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.05M -$171K -6,138 -8%
AWS
5
Atria Wealth Solutions
New York
$1.83M -$447K -16,099 -19%
WP
6
WealthPLAN Partners
Nebraska
$1.18M +$789K +28,384 +191%
NFG
7
Nations Financial Group
Iowa
$1.11M -$48.7K -1,753 -4%
CAN
8
Cetera Advisor Networks
California
$1.09M -$11.5M -413,208 -91%
SB
9
Strategic Blueprint
Georgia
$1.02M +$704K +25,327 +206%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$787K -$742K -26,712 -48%
Citadel Advisors
11
Citadel Advisors
Florida
$591K +$603K +21,688 New
LPL Financial
12
LPL Financial
California
$548K +$3.2K +115 +0.6%
Jane Street
13
Jane Street
New York
$535K +$546K +19,647 New
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$293K -$22.2K -800 -7%
MSFS
15
Main Street Financial Solutions
Pennsylvania
$263K – – –
CA
16
Cetera Advisors
Colorado
$243K – – –
KAS
17
Kestra Advisory Services
Texas
$237K +$2.14K +77 +0.9%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$220K -$63.7K -2,292 -22%
HI
19
Harbour Investments
Wisconsin
$130K – – –
CF
20
Centaurus Financial
California
$101K – – –
BBPWM
21
Blue Bell Private Wealth Management
Pennsylvania
$32.7K – – –
AWA
22
Authentikos Wealth Advisory
California
$3.54K +$3.61K +130 New
DFA
23
DHJJ Financial Advisors
Illinois
$436 +$445 +16 New
AF
24
Advisornet Financial
Minnesota
$286 +$306 +11 New
OMC
25
Old Mission Capital
Illinois
– -$651K -23,552 Closed
1
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SIXO Hedge Fund Activity: Q3 2023 in Review

24 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF (SIXO) for Q3 2023, worth a combined $28.3M — down 30% from $40.5M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SIXO positions and 4 closed out — a net gain of 1 holder — while 6 added to existing stakes and 8 trimmed.

The largest buyer was WealthPLAN Partners, adding an estimated $789K. The largest seller was Cetera Advisor Networks, cutting an estimated $11.5M.

  • 24 institutional investors held AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF (SIXO) as of Q3 2023, up from 23 in Q2 2023.
  • Funds reported $28.3M of AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF stock for Q3 2023, down 30% quarter-over-quarter.
  • 5 funds opened new AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF positions in Q3 2023 and 4 closed out, a net change of +1 holder.
  • The largest AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF buyer in Q3 2023 was WealthPLAN Partners, an estimated $789K added.
  • The largest AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF seller in Q3 2023 was Cetera Advisor Networks, an estimated $11.5M sold.

Based on aggregated 13F filings for Q3 2023.