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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

Name Holding Trade Value Shares
Change 		Change in
Stake
CS
226
Credit Suisse
Switzerland
– -$2.25M -46,286 Closed
Comerica Bank
227
Comerica Bank
Texas
– -$2.09M -42,925 Closed
AWMG
228
Alliance Wealth Management Group
New Jersey
– -$1.79M -36,683 Closed
CC
229
Curian Capital
Colorado
– -$507K -10,408 Closed
EWMCB
230
EisnerAmper Wealth Management Corporate Benefits
New Jersey
– -$495K -10,168 Closed
TF
231
Trutina Financial
Washington
– -$487K -10,000 Closed
PFM
232
Phillips Financial Management
Indiana
– -$469K -9,598 Closed
MWM
233
Modera Wealth Management
New Jersey
– -$466K -9,574 Closed
SI
234
Stephens Inc
Arkansas
– -$438K -8,993 Closed
Natixis Advisors
235
Natixis Advisors
Massachusetts
– -$361K -7,411 Closed
CCS
236
Crosspoint Capital Strategies
California
– -$326K -6,704 Closed
TCT
237
TIAA CREF Trust
Missouri
– -$281K -5,760 Closed
RJT
238
Raymond James Trust
Florida
– -$267K -5,487 Closed
FMII
239
Farmers & Merchants Investments Inc
Nebraska
– -$254K -5,204 Closed
CAL
240
Capital Analysts LLC
Pennsylvania
– -$252K -5,175 Closed
CWM
241
Confluence Wealth Management
Oregon
– -$248K -5,088 Closed
PWW
242
Pettyjohn Wood & White
Virginia
– -$246K -5,050 Closed
Invesco
243
Invesco
Georgia
– -$205K -4,212 Closed
PMG
244
ProVise Management Group
Florida
– -$201K -4,126 Closed
LWCFA
245
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
– -$177K -3,625 Closed
MCM
246
Manchester Capital Management
Vermont
– -$101K -2,077 Closed
DBT
247
Dubuque Bank & Trust
Iowa
– -$84K -1,733 Closed
WTB
248
Washington Trust Bank
Washington
– -$50K -1,020 Closed
ADL
249
Asset Dedication LLC
California
– -$28K -584 Closed
MBT
250
Monroe Bank & Trust
Michigan
– -$24K -500 Closed
7 8 9
10
11