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SEPU

AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF

Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
Gradient Investments
Minnesota
$93.6M +$2.5M +86,702 +3%
SHWA
2
Safe Harbor Wealth Advisors
Ohio
$10.8M +$10.8M +375,344 New
AIMU
3
Allianz Investment Management US
Minnesota
$5.38M +$1.58M +55,003 +42%
SWA
4
Stratos Wealth Advisors
Ohio
$4.39M -$216K -7,501 -5%
AWAG
5
ARS Wealth Advisors Group
Florida
$3.56M
SI
6
Stephens Inc
Arkansas
$3.46M +$485K +16,834 +16%
A
7
Allianz
Germany
$3.28M +$3.27M +113,484 New
BFA
8
Brown Financial Advisors
Ohio
$2.93M -$43.2K -1,500 -1%
PW
9
Paladin Wealth
Minnesota
$1.88M +$208K +7,232 +13%
MFS
10
Mattson Financial Services
Michigan
$1.52M -$102K -3,528 -6%
Osaic Holdings
11
Osaic Holdings
Arizona
$994K +$862K +29,938 +680%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$859K -$547K -19,020 -39%
AWA
13
A4 Wealth Advisors
North Carolina
$763K -$228K -7,926 -23%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$691K -$3.11K -108 -0.5%
AAP
15
Arax Advisory Partners
Colorado
$511K +$508K +17,652 New
CF
16
Centaurus Financial
California
$405K
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$326K +$98.2K +3,411 +43%
CFG
18
Copley Financial Group
California
$270K -$2.16K -75 -0.8%
KAS
19
Kestra Advisory Services
Texas
$233K
CWS
20
Cypress Wealth Services
California
$224K
NIA
21
NBZ Investment Advisors
Tennessee
$60.3K
IA
22
IFP Advisors
Florida
$25.2K -$144 -5 -0.6%
OC
23
Optima Capital
Oregon
$22.5K +$22.4K +778 New
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$4.25K +$4.23K +147 New
Morgan Stanley
25
Morgan Stanley
New York
$1.1K +$1.09K +38 New