Optima Capital’s AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF SEPU Stock Holding History

Optima Capital’s Portfolio SEPU Stock Details SEPU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$244K	Buy	+7,696	New	+$242K	0.1%	139
2026 Q1	–	Sell	-778	Closed	-$22.5K	–	1378
2025 Q4	$22.5K	Buy	+778	New	+$22.4K	0.01%	406

Other funds holding SEPU

Gradient Investments Arden Hills, Minnesota $7B AUM 14.85% 1-Year Est. Return

ARS Wealth Advisors Group St. Petersburg, Florida $1.37B AUM 18.29% 1-Year Est. Return

Paladin Wealth Arden Hills, Minnesota $185M AUM 12.33% 1-Year Est. Return

Cypress Wealth Services Palm Desert, California $848M AUM 19.63% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.86B AUM 20.09% 1-Year Est. Return

Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return

Mosley Wealth Management Anaheim, California $343M AUM 11.16% 1-Year Est. Return

PIS

POM Investment Strategies Raleigh, North Carolina $124M AUM 9.91% 1-Year Est. Return

Optima Capital's SEPU Position: Q3 2026 in Review

Optima Capital opened a new position in AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF (SEPU) in Q3 2026: 7,696 shares worth $244K. The stake represents 0.1% of the portfolio and ranks #139 among its holdings. This is a return to the name: Optima Capital previously reported a position in SEPU as recently as Q4 2025.

Optima Capital first reported a position in SEPU in Q4 2025 and has held it in 2 quarters since. 9 funds tracked by Wall St. Rank hold SEPU as of Q3 2026.

Optima Capital held 7,696 shares of AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF worth $244K as of Q3 2026.
AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF was a new Optima Capital position in Q3 2026.
AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF made up 0.1% of Optima Capital's portfolio in Q3 2026, its #139 holding.
Optima Capital first reported a position in AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF in Q4 2025 and has held it in 2 quarters since.
9 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF as of Q3 2026.

Based on Optima Capital's 13F filing for Q3 2026, filed 29 Oct 2026.