Commonwealth Equity Services’s AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF SEPU Stock Holding History

Commonwealth Equity Services’s Portfolio SEPU Stock Details SEPU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$730K	Sell	23,037 -155	-0.7%	-$4.88K	﹤0.01%	2912
2026 Q2	$720K	Sell	23,192 -109	-0.5%	-$3.3K	﹤0.01%	3001
2026 Q1	$652K	Sell	23,301 -560	-2%	-$16.2K	﹤0.01%	2974
2025 Q4	$691K	Sell	23,861 -108	-0.5%	-$3.11K	﹤0.01%	2894
2025 Q3	$683K	Buy	23,969 +16,251	+211%	+$447K	﹤0.01%	2921
2025 Q2	$206K	Buy	+7,718	New	+$196K	﹤0.01%	3906

Other funds holding SEPU

Gradient Investments Arden Hills, Minnesota $7B AUM 14.85% 1-Year Est. Return

ARS Wealth Advisors Group St. Petersburg, Florida $1.37B AUM 18.29% 1-Year Est. Return

Paladin Wealth Arden Hills, Minnesota $185M AUM 12.33% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

Cypress Wealth Services Palm Desert, California $848M AUM 19.63% 1-Year Est. Return

Optima Capital Beaverton, Oregon $253M AUM 15.59% 1-Year Est. Return

NBZ Investment Advisors Knoxville, Tennessee $259M AUM 11.25% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.86B AUM 20.09% 1-Year Est. Return

Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return

Barclays London, United Kingdom $500B AUM 36.84% 1-Year Est. Return

Commonwealth Equity Services's SEPU Position: Q3 2026 in Review

Commonwealth Equity Services reduced its AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF (SEPU) stake by 0.67% in Q3 2026, selling an estimated $4.88K and leaving 23,037 shares worth $730K. The position accounts for ﹤0.01% of the portfolio, ranked #2912.

Commonwealth Equity Services first reported a position in SEPU in Q2 2025 and has held it in 6 quarters since. 14 funds tracked by Wall St. Rank hold SEPU as of Q3 2026.

Commonwealth Equity Services held 23,037 shares of AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF worth $730K as of Q3 2026.
Commonwealth Equity Services sold 155 AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF shares in Q3 2026, an estimated $4.88K.
AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF made up ﹤0.01% of Commonwealth Equity Services's portfolio in Q3 2026, its #2912 holding.
Commonwealth Equity Services first reported a position in AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF in Q2 2025 and has held it in 6 quarters since.
14 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF as of Q3 2026.

Based on Commonwealth Equity Services's 13F filing for Q3 2026, filed 2 Nov 2026.