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Schwab US Aggregate Bond ETF

44 hedge funds and large institutions have $62.1M invested in Schwab US Aggregate Bond ETF in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

50% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 12

12% more capital invested

Capital invested by funds: $55.6M → $62.1M (+$6.46M)

10% more funds holding

Funds holding: 4044 (+4)

0.07% more ownership

Funds ownership: 24.88%24.95% (+0.07%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
44
Holders Change
+4
Holders Change %
+10%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
18
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$8.69M -$1.01M -39,804 -10%
RPGK
2
Retirement Planning Group (Kansas)
Kansas
$7.65M +$754K +29,694 +11%
BWP
3
BSW Wealth Partners
Colorado
$4.92M +$719K +28,322 +17%
HSA
4
HBK Sorce Advisory
Pennsylvania
$4.81M +$4.2M +165,314 +638%
BSB
5
Bangor Savings Bank
Maine
$3.99M +$237K +9,320 +6%
VKH
6
Virtu KCG Holdings
New York
$2.65M -$325K -12,804 -11%
EWM
7
Empirical Wealth Management
Washington
$2.63M +$1.01M +39,642 +61%
CMP
8
Courage Miller Partners
Virginia
$2.44M +$378K +14,884 +18%
AI
9
Atria Investments
North Carolina
$2.28M -$940K -37,016 -29%
MAS
10
Madden Advisory Services
Florida
$2.25M -$206K -8,098 -8%
EWA
11
EP Wealth Advisors
California
$1.99M +$2.01M +79,050 New
AA
12
Alesco Advisors
New York
$1.9M -$251K -9,906 -12%
Morgan Stanley
13
Morgan Stanley
New York
$1.36M +$1.37M +53,930 New
RMA
14
Roffman Miller Associates
Pennsylvania
$1.27M -$20.3K -800 -2%
LYV
15
Live Your Vision
Pennsylvania
$1.22M +$517K +20,356 +73%
WA
16
Waverly Advisors
Alabama
$1.2M +$31.4K +1,238 +3%
MAM
17
Marquette Asset Management
Minnesota
$1.01M +$48.4K +1,908 +5%
BC
18
Bartlett & Co
Ohio
$1.01M +$616K +24,248 +153%
U
19
UBS
Switzerland
$885K +$893K +35,186 +1,759,300%
BSW
20
Buckingham Strategic Wealth
Missouri
$795K -$1.11M -43,762 -58%
APCM
21
Alaska Permanent Capital Management
Alaska
$762K +$83.2K +3,276 +12%
PMG
22
ProVise Management Group
Florida
$742K +$465K +18,322 +164%
BL
23
BCWM LLC
Kansas
$687K +$694K +27,326 New
Jane Street
24
Jane Street
New York
$640K +$646K +25,442 New
ZIM
25
Zacks Investment Management
Illinois
$567K +$572K +22,550 New

SCHZ Hedge Fund Activity: Q4 2013 in Review

44 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Schwab US Aggregate Bond ETF (SCHZ) for Q4 2013, worth a combined $62.1M — up 12% from $55.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SCHZ positions and 7 closed out — a net gain of 4 holders — while 18 added to existing stakes and 12 trimmed.

The largest buyer was HBK Sorce Advisory, adding an estimated $4.2M. The largest seller was United Capital Financial Advisors, exiting entirely with an estimated $5.21M sold.

  • 44 institutional investors held Schwab US Aggregate Bond ETF (SCHZ) as of Q4 2013, up from 40 in Q3 2013.
  • Funds reported $62.1M of Schwab US Aggregate Bond ETF stock for Q4 2013, up 12% quarter-over-quarter.
  • 11 funds opened new Schwab US Aggregate Bond ETF positions in Q4 2013 and 7 closed out, a net change of +4 holders.
  • The largest Schwab US Aggregate Bond ETF buyer in Q4 2013 was HBK Sorce Advisory, an estimated $4.2M added.
  • The largest Schwab US Aggregate Bond ETF seller in Q4 2013 was United Capital Financial Advisors, an estimated $5.21M sold.

Based on aggregated 13F filings for Q4 2013.