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Schwab US Large- Cap ETF

135 hedge funds and large institutions have $745M invested in Schwab US Large- Cap ETF in 2014 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 65 increasing their positions, 32 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,705% more call options, than puts

Call options by funds: $617K | Put options by funds: $22K

103% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 32

100% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 11

20% more funds holding in top 10

Funds holding in top 10: 1518 (+3)

13% more capital invested

Capital invested by funds: $658M → $745M (+$86.4M)

9% more funds holding

Funds holding: 124135 (+11)

4.67% more ownership

Funds ownership: 170.47%175.15% (+4.7%)

Holders
135
Holders Change
+11
Holders Change %
+8.87%
% of All Funds
3.9%
Holding in Top 10
18
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+20%
% of All Funds
0.52%
New
22
Increased
65
Reduced
32
Closed
11
Calls
$617K
Puts
$22K
Net Calls
+$595K
Net Calls Change
+$229K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$223M +$13.3M +1,816,290 +6%
SFG
2
Sage Financial Group
Pennsylvania
$119M +$5.24M +715,386 +5%
Charles Schwab
3
Charles Schwab
California
$49.6M +$6.1M +832,338 +14%
HSA
4
HBK Sorce Advisory
Pennsylvania
$31.7M +$244K +33,354 +0.8%
EWM
5
Empirical Wealth Management
Washington
$27.1M +$861K +117,612 +3%
Goldman Sachs
6
Goldman Sachs
New York
$19.4M +$8.68M +1,185,894 +84%
AHS
7
Aspiriant Holdings S3
California
$18.6M +$18.2M +2,491,800 New
CCA
8
Cobblestone Capital Advisors
New York
$18.4M +$292K +39,846 +2%
CCM
9
CWH Capital Management
Washington
$17.7M +$2.8M +382,620 +19%
Morgan Stanley
10
Morgan Stanley
New York
$16.4M +$230K +31,458 +1%
EWM
11
Evermay Wealth Management
Virginia
$13M +$12.8M +1,743,678 New
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$12.9M +$2.14M +292,644 +20%
BSB
13
Bangor Savings Bank
Maine
$10.7M +$560K +76,536 +6%
BMM
14
Buffington Mohr McNeal
Idaho
$10.6M +$446K +60,852 +4%
RWM
15
RKL Wealth Management
Pennsylvania
$10.6M +$10.4M +1,417,038 New
PFM
16
Parsec Financial Management
North Carolina
$8.74M +$1.52M +207,360 +21%
BPM
17
Bowling Portfolio Management
Ohio
$7.36M +$5.55M +758,454 +331%
MFS
18
Monetta Financial Services
Illinois
$6.35M
CWM
19
Cabot Wealth Management
Massachusetts
$5.05M +$392K +53,472 +9%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$4.9M -$1.14M -155,376 -19%
SWM
21
SVA Wealth Management
Wisconsin
$4.84M +$1.1M +150,768 +30%
BFG
22
Bouchey Financial Group
New York
$4.63M +$578K +78,912 +15%
AIM
23
AMI Investment Management
Indiana
$4.56M +$430K +58,770 +11%
AWM
24
Avior Wealth Management
Nebraska
$4.17M +$53.1K +7,254 +1%
DWM
25
Destination Wealth Management
California
$4.15M -$1.83M -249,942 -31%

SCHX Hedge Fund Activity: Q1 2014 in Review

135 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Schwab US Large- Cap ETF (SCHX) for Q1 2014, worth a combined $745M — up 13% from $658M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new SCHX positions and 11 closed out — a net gain of 11 holders — while 65 added to existing stakes and 32 trimmed.

The largest buyer was Aspiriant Holdings S3, opening a new position worth an estimated $18.2M. The largest seller was Financial Management Professionals, cutting an estimated $12.1M.

  • 135 institutional investors held Schwab US Large- Cap ETF (SCHX) as of Q1 2014, up from 124 in Q4 2013.
  • Funds reported $745M of Schwab US Large- Cap ETF stock for Q1 2014, up 13% quarter-over-quarter.
  • 22 funds opened new Schwab US Large- Cap ETF positions in Q1 2014 and 11 closed out, a net change of +11 holders.
  • The largest Schwab US Large- Cap ETF buyer in Q1 2014 was Aspiriant Holdings S3, an estimated $18.2M added.
  • The largest Schwab US Large- Cap ETF seller in Q1 2014 was Financial Management Professionals, an estimated $12.1M sold.

Based on aggregated 13F filings for Q1 2014.