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Schwab US Large- Cap ETF

97 hedge funds and large institutions have $441M invested in Schwab US Large- Cap ETF in 2013 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 41 increasing their positions, 24 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

71% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 24

15% more funds holding

Funds holding: 8497 (+13)

11% more funds holding in top 10

Funds holding in top 10: 910 (+1)

3% more capital invested

Capital invested by funds: $429M → $441M (+$12.3M)

18.71% less ownership

Funds ownership: 160.36%141.64% (-19%)

Holders
97
Holders Change
+13
Holders Change %
+15.48%
% of All Funds
3.15%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.32%
New
20
Increased
41
Reduced
24
Closed
7
Calls
$217K
Puts
Net Calls
+$217K
Net Calls Change
+$206K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$197M -$27.1M -4,068,186 -12%
Charles Schwab
2
Charles Schwab
California
$30.5M +$12.6M +1,891,386 +72%
HSA
3
HBK Sorce Advisory
Pennsylvania
$27.5M -$25.3M -3,790,518 -48%
EWM
4
Empirical Wealth Management
Washington
$21.4M +$1.24M +186,624 +6%
Goldman Sachs
5
Goldman Sachs
New York
$19M +$15.9M +2,391,144 +535%
CCA
6
Cobblestone Capital Advisors
New York
$15.2M -$5.64M -845,166 -27%
Morgan Stanley
7
Morgan Stanley
New York
$13.7M +$1.02M +152,562 +8%
FMP
8
Financial Management Professionals
Texas
$11.2M +$3.49M +522,714 +46%
BMM
9
Buffington Mohr McNeal
Idaho
$9.25M +$153K +22,920 +2%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$8.87M +$6.4K +960 +0.1%
BSB
11
Bangor Savings Bank
Maine
$8.5M +$441K +66,150 +6%
PFM
12
Parsec Financial Management
North Carolina
$5.14M +$1.68M +251,340 +49%
CCWA
13
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$4.68M +$3.73M +559,074 +400%
MFS
14
Monetta Financial Services
Illinois
$4.14M +$960K +144,000 +30%
ACM
15
Avalon Capital Management
California
$3.6M +$2.22M +332,628 +163%
AIM
16
AMI Investment Management
Indiana
$3.04M +$325K +48,690 +12%
PFC
17
Phocas Financial Corp
California
$2.84M +$484K +72,606 +21%
Mariner
18
Mariner
Kansas
$2.64M +$1K +150 +0%
LYV
19
Live Your Vision
Pennsylvania
$2.59M +$2.58M +386,574 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$2.57M +$2.56M +383,358 +56,542%
CWM
21
Cabot Wealth Management
Massachusetts
$2.28M +$2.27M +340,530 New
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$2.2M -$215K -32,244 -9%
Citigroup
23
Citigroup
New York
$2.01M +$2M +300,000 New
WA
24
WESPAC Advisors
California
$2M +$117K +17,556 +6%
CCM
25
Carlson Capital Management
Minnesota
$1.89M +$84.5K +12,666 +5%

SCHX Hedge Fund Activity: Q3 2013 in Review

97 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Schwab US Large- Cap ETF (SCHX) for Q3 2013, worth a combined $441M — up 2.9% from $429M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SCHX positions and 7 closed out — a net gain of 13 holders — while 41 added to existing stakes and 24 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $15.9M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $27.1M.

  • 97 institutional investors held Schwab US Large- Cap ETF (SCHX) as of Q3 2013, up from 84 in Q2 2013.
  • Funds reported $441M of Schwab US Large- Cap ETF stock for Q3 2013, up 2.9% quarter-over-quarter.
  • 20 funds opened new Schwab US Large- Cap ETF positions in Q3 2013 and 7 closed out, a net change of +13 holders.
  • The largest Schwab US Large- Cap ETF buyer in Q3 2013 was Goldman Sachs, an estimated $15.9M added.
  • The largest Schwab US Large- Cap ETF seller in Q3 2013 was Charles Schwab Investment Advisory, an estimated $27.1M sold.

Based on aggregated 13F filings for Q3 2013.