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Schwab US Large- Cap ETF

124 hedge funds and large institutions have $658M invested in Schwab US Large- Cap ETF in 2013 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 56 increasing their positions, 21 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,350% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 2

167% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 21

50% more funds holding in top 10

Funds holding in top 10: 1015 (+5)

49% more capital invested

Capital invested by funds: $441M → $658M (+$217M)

28.83% more ownership

Funds ownership: 141.64%170.47% (+29%)

28% more funds holding

Funds holding: 97124 (+27)

Holders
124
Holders Change
+27
Holders Change %
+27.84%
% of All Funds
3.6%
Holding in Top 10
15
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+50%
% of All Funds
0.44%
New
29
Increased
56
Reduced
21
Closed
2
Calls
$366K
Puts
Net Calls
+$366K
Net Calls Change
+$149K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$207M -$8.65M -1,227,414 -4%
SFG
2
Sage Financial Group
Pennsylvania
$112M +$108M +15,285,366 New
Charles Schwab
3
Charles Schwab
California
$42.8M +$9.25M +1,312,272 +29%
HSA
4
HBK Sorce Advisory
Pennsylvania
$31M +$775K +109,980 +3%
EWM
5
Empirical Wealth Management
Washington
$25.9M +$2.39M +338,784 +11%
CCA
6
Cobblestone Capital Advisors
New York
$17.9M +$1.12M +159,534 +7%
Morgan Stanley
7
Morgan Stanley
New York
$16M +$895K +127,038 +6%
CCM
8
CWH Capital Management
Washington
$14.7M +$14.1M +1,999,116 New
FMP
9
Financial Management Professionals
Texas
$12.7M +$455K +64,500 +4%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$10.5M +$789K +111,954 +8%
Goldman Sachs
11
Goldman Sachs
New York
$10.4M -$10M -1,420,428 -50%
BMM
12
Buffington Mohr McNeal
Idaho
$9.99M -$143K -20,310 -1%
BSB
13
Bangor Savings Bank
Maine
$9.94M +$595K +84,372 +7%
PFM
14
Parsec Financial Management
North Carolina
$7.09M +$1.4M +198,474 +26%
ACM
15
Avalon Capital Management
California
$6.32M +$2.28M +323,748 +60%
MFS
16
Monetta Financial Services
Illinois
$6.26M +$1.65M +234,000 +38%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$5.97M +$5.73M +812,856 New
DWM
18
Destination Wealth Management
California
$5.93M +$4.98M +706,836 +707%
CWM
19
Cabot Wealth Management
Massachusetts
$4.58M +$2M +283,524 +83%
LIM
20
Leavell Investment Management
Alabama
$4.55M +$4.15M +588,594 +1,949%
CCWA
21
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$4.38M -$726K -103,020 -15%
AIM
22
AMI Investment Management
Indiana
$4.06M +$698K +99,060 +22%
AWM
23
Avior Wealth Management
Nebraska
$4.06M +$3.89M +552,684 New
BFG
24
Bouchey Financial Group
New York
$3.99M +$3.83M +542,952 New
SWM
25
SVA Wealth Management
Wisconsin
$3.66M +$3.51M +498,636 New

SCHX Hedge Fund Activity: Q4 2013 in Review

124 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Schwab US Large- Cap ETF (SCHX) for Q4 2013, worth a combined $658M — up 49% from $441M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new SCHX positions and 2 closed out — a net gain of 27 holders — while 56 added to existing stakes and 21 trimmed.

The largest buyer was Charles Schwab, adding an estimated $9.25M. The largest seller was Goldman Sachs, cutting an estimated $10M.

  • 124 institutional investors held Schwab US Large- Cap ETF (SCHX) as of Q4 2013, up from 97 in Q3 2013.
  • Funds reported $658M of Schwab US Large- Cap ETF stock for Q4 2013, up 49% quarter-over-quarter.
  • 29 funds opened new Schwab US Large- Cap ETF positions in Q4 2013 and 2 closed out, a net change of +27 holders.
  • The largest Schwab US Large- Cap ETF buyer in Q4 2013 was Charles Schwab, an estimated $9.25M added.
  • The largest Schwab US Large- Cap ETF seller in Q4 2013 was Goldman Sachs, an estimated $10M sold.

Based on aggregated 13F filings for Q4 2013.