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Schwab US Large- Cap ETF
SCHX

124 hedge funds and large institutions have $658M invested in Schwab US Large- Cap ETF in 2013 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 56 increasing their positions, 21 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,350% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 2

167% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 21

50% more funds holding in top 10

Funds holding in top 10: 10 → 15 (+5)

49% more capital invested

Capital invested by funds: $441M → $658M (+$217M)

28.83% more ownership

Funds ownership: 141.64% → 170.47% (+29%)

28% more funds holding

Funds holding: 97 → 124 (+27)

Holders
124
Holders Change
+27
Holders Change %
+27.84%
% of All Funds
3.6%
Holding in Top 10
15
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+50%
% of All Funds
0.44%
New
29
Increased
56
Reduced
21
Closed
2
Calls
$366K
Puts
–
Net Calls
+$366K
Net Calls Change
+$149K

Top Buyers

Rank Fund Capital Flow
1
Charles Schwab
Charles Schwab
California
+$9.25M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$5.73M
3
DWM
Destination Wealth Management
California
+$4.98M
4
LIM
Leavell Investment Management
Alabama
+$4.15M
5
EWM
Empirical Wealth Management
Washington
+$2.39M

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$10M
2
CSIA
Charles Schwab Investment Advisory
California
-$8.65M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.94M
4
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
-$726K
5
PFC
Phocas Financial Corp
California
-$402K
Name Holding Trade Value Shares
Change 		Change in
Stake
BCM
51
BTR Capital Management
California
$1.13M +$262K +37,200 +32%
CMP
52
Courage Miller Partners
Virginia
$1.06M +$57.5K +8,154 +6%
Commonwealth Equity Services
53
Commonwealth Equity Services
Massachusetts
$1.06M +$1.01M +143,724 New
IFS
54
Ifrah Financial Services
Arkansas
$977K -$4.19K -594 -0.4%
WAM
55
Wood Asset Management
Florida
$813K -$63.4K -9,000 -8%
CFA
56
Cahill Financial Advisors
Minnesota
$811K +$778K +110,376 New
Envestnet Asset Management
57
Envestnet Asset Management
Illinois
$797K -$1.94M -275,496 -72%
PWM
58
Perigon Wealth Management
California
$793K +$761K +107,976 New
SSWM
59
Sheets Smith Wealth Management
North Carolina
$691K -$1.56K -222 -0.2%
LPL Financial
60
LPL Financial
California
$658K +$18.8K +2,670 +3%
TH
61
Timber Hill
Connecticut
$628K -$27.6K -3,918 -4%
BRWA
62
B. Riley Wealth Advisors
Florida
$622K -$40.4K -5,730 -6%
EMA
63
Efficient Market Advisors
California
$578K – – –
AI
64
Atria Investments
North Carolina
$571K +$121K +17,226 +28%
MAS
65
Madden Advisory Services
Florida
$547K +$525K +74,520 New
BFPW
66
BOK Financial Private Wealth
Colorado
$528K +$26.3K +3,726 +5%
SAM
67
Summit Asset Management
Tennessee
$520K – – –
UCFA
68
United Capital Financial Advisors
Texas
$516K +$79.6K +11,292 +19%
AIG
69
American International Group
New York
$441K +$9.64K +1,368 +2%
HighTower Advisors
70
HighTower Advisors
Illinois
$416K +$46.3K +6,576 +13%
HIC
71
Hartline Investment Corp
Illinois
$396K – – –
ECM
72
Ensemble Capital Management
California
$387K +$98.3K +13,950 +36%
SEIA
73
Signature Estate & Investment Advisors
California
$369K +$354K +50,172 New
MCC
74
Mid Continent Capital
Illinois
$368K – – –
AIM
75
Aspen Investment Management
Michigan
$340K -$2.96K -420 -0.9%
1 2
3
4 5

SCHX Hedge Fund Activity: Q4 2013 in Review

124 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Schwab US Large- Cap ETF (SCHX) for Q4 2013, worth a combined $658M — up 49% from $441M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new SCHX positions and 2 closed out — a net gain of 27 holders — while 56 added to existing stakes and 21 trimmed.

The largest buyer was Charles Schwab, adding an estimated $9.25M. The largest seller was Goldman Sachs, cutting an estimated $10M.

  • 124 institutional investors held Schwab US Large- Cap ETF (SCHX) as of Q4 2013, up from 97 in Q3 2013.
  • Funds reported $658M of Schwab US Large- Cap ETF stock for Q4 2013, up 49% quarter-over-quarter.
  • 29 funds opened new Schwab US Large- Cap ETF positions in Q4 2013 and 2 closed out, a net change of +27 holders.
  • The largest Schwab US Large- Cap ETF buyer in Q4 2013 was Charles Schwab, an estimated $9.25M added.
  • The largest Schwab US Large- Cap ETF seller in Q4 2013 was Goldman Sachs, an estimated $10M sold.

Based on aggregated 13F filings for Q4 2013.