We are live on ! Find out more
SCHX icon

Schwab US Large- Cap ETF
SCHX

97 hedge funds and large institutions have $441M invested in Schwab US Large- Cap ETF in 2013 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 41 increasing their positions, 24 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

71% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 24

15% more funds holding

Funds holding: 84 → 97 (+13)

11% more funds holding in top 10

Funds holding in top 10: 9 → 10 (+1)

3% more capital invested

Capital invested by funds: $429M → $441M (+$12.3M)

18.71% less ownership

Funds ownership: 160.36% → 141.64% (-19%)

Holders
97
Holders Change
+13
Holders Change %
+15.48%
% of All Funds
3.15%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.32%
New
20
Increased
41
Reduced
24
Closed
7
Calls
$217K
Puts
–
Net Calls
+$217K
Net Calls Change
+$206K

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$15.9M
2
Charles Schwab
Charles Schwab
California
+$12.6M
3
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$3.73M
4
FMP
Financial Management Professionals
Texas
+$3.49M
5
LYV
Live Your Vision
Pennsylvania
+$2.58M

Top Sellers

Rank Fund Capital Flow
1
CSIA
Charles Schwab Investment Advisory
California
-$27.1M
2
HSA
HBK Sorce Advisory
Pennsylvania
-$25.3M
3
CCA
Cobblestone Capital Advisors
New York
-$5.64M
4
BPM
Bowling Portfolio Management
Ohio
-$3.95M
5
U
UBS
Switzerland
-$3.08M
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$1.76M +$144K +21,534 +9%
VCAM
27
Van Cleef Asset Management
Ohio
$1.75M -$240K -35,982 -12%
NIC
28
Northwest Investment Counselors
Oregon
$1.75M +$488K +73,230 +39%
HCM
29
Hengehold Capital Management
Ohio
$1.7M -$42.9K -6,438 -2%
B
30
Bailard
California
$1.68M -$525K -78,780 -24%
BO
31
BRR OpCo
Ohio
$1.66M +$8.96K +1,344 +0.5%
WSTAM
32
Wilbanks Smith & Thomas Asset Management
Virginia
$1.56M -$517K -77,580 -25%
SIC
33
Salem Investment Counselors
North Carolina
$1.52M +$122K +18,300 +9%
CCM
34
Condor Capital Management
New Jersey
$1.43M +$176K +26,328 +14%
GGI
35
Godsey & Gibb Inc
Virginia
$1.34M +$1.34M +200,580 New
BCI
36
Brinker Capital Investments
Pennsylvania
$1.18M +$102K +15,270 +9%
BPM
37
Bowling Portfolio Management
Ohio
$1.09M -$3.95M -592,962 -78%
JFG
38
JMG Financial Group
Illinois
$933K +$125K +18,702 +16%
QCMC
39
Quantum Capital Management (California)
California
$926K -$54.4K -8,154 -6%
CMP
40
Courage Miller Partners
Virginia
$913K +$434K +65,040 +91%
IFS
41
Ifrah Financial Services
Arkansas
$895K -$23.5K -3,522 -3%
AA
42
Alesco Advisors
New York
$865K +$263K +39,384 +44%
WAM
43
Wood Asset Management
Florida
$802K -$50.4K -7,560 -6%
BCM
44
BTR Capital Management
California
$784K +$40K +6,000 +5%
DWM
45
Destination Wealth Management
California
$670K +$667K +100,038 New
SSWM
46
Sheets Smith Wealth Management
North Carolina
$632K +$600 +90 +0.1%
BRWA
47
B. Riley Wealth Advisors
Florida
$606K -$20.4K -3,060 -3%
TH
48
Timber Hill
Connecticut
$599K -$974K -146,040 -62%
LPL Financial
49
LPL Financial
California
$592K +$151K +22,698 +35%
NPC
50
National Planning Corporation
California
$536K -$120 -18 -0%
1
2
3 4 5

SCHX Hedge Fund Activity: Q3 2013 in Review

97 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Schwab US Large- Cap ETF (SCHX) for Q3 2013, worth a combined $441M — up 2.9% from $429M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SCHX positions and 7 closed out — a net gain of 13 holders — while 41 added to existing stakes and 24 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $15.9M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $27.1M.

  • 97 institutional investors held Schwab US Large- Cap ETF (SCHX) as of Q3 2013, up from 84 in Q2 2013.
  • Funds reported $441M of Schwab US Large- Cap ETF stock for Q3 2013, up 2.9% quarter-over-quarter.
  • 20 funds opened new Schwab US Large- Cap ETF positions in Q3 2013 and 7 closed out, a net change of +13 holders.
  • The largest Schwab US Large- Cap ETF buyer in Q3 2013 was Goldman Sachs, an estimated $15.9M added.
  • The largest Schwab US Large- Cap ETF seller in Q3 2013 was Charles Schwab Investment Advisory, an estimated $27.1M sold.

Based on aggregated 13F filings for Q3 2013.