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SCHW

Charles Schwab

1,061 hedge funds and large institutions have $42.7B invested in Charles Schwab in 2019 Q3 according to their latest regulatory filings, with 93 funds opening new positions, 404 increasing their positions, 421 reducing their positions, and 122 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more call options, than puts

Call options by funds: $422M | Put options by funds: $286M

23% more funds holding in top 10

Funds holding in top 10: 3138 (+7)

2% more capital invested

Capital invested by funds: $42B → $42.7B (+$736M)

0.17% less ownership

Funds ownership: 78.43%78.27% (-0.17%)

4% less repeat investments, than reductions

Existing positions increased: 404 | Existing positions reduced: 421

3% less funds holding

Funds holding: 1,0981,061 (-37)

24% less first-time investments, than exits

New positions opened: 93 | Existing positions closed: 122

Holders
1,061
Holders Change
-37
Holders Change %
-3.37%
% of All Funds
23.27%
Holding in Top 10
38
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+22.58%
% of All Funds
0.83%
New
93
Increased
404
Reduced
421
Closed
122
Calls
$422M
Puts
$286M
Net Calls
+$137M
Net Calls Change
+$170M
Name Holding Trade Value Shares
Change
Change in
Stake
FMT
576
First Mercantile Trust
Tennessee
$1.17M -$301K -7,463 -21%
VFA
577
Voya Financial Advisors
Connecticut
$1.16M +$123K +3,058 +12%
WCM
578
Weld Capital Management
New York
$1.15M +$1.11M +27,548 New
WKWM
579
Walter & Keenan Wealth Management
Indiana
$1.15M +$396K +9,800 +55%
KRSITF
580
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$1.15M +$108K +2,669 +11%
BRWA
581
B. Riley Wealth Advisors
Florida
$1.14M -$212K -5,258 -16%
SI
582
Stephens Inc
Arkansas
$1.14M +$156K +3,877 +17%
TH
583
TCTC Holdings
Texas
$1.14M
Mercer Global Advisors
584
Mercer Global Advisors
Colorado
$1.13M +$338K +8,371 +45%
OAMG
585
Odey Asset Management Group
United Kingdom
$1.13M +$214K +5,310 +25%
LIA
586
LS Investment Advisors
Michigan
$1.11M -$13.4K -332 -1%
Federated Hermes
587
Federated Hermes
Pennsylvania
$1.1M -$166K -4,123 -14%
KIA
588
KCM Investment Advisors
California
$1.09M -$560K -13,863 -35%
GIA
589
GHP Investment Advisors
Colorado
$1.07M +$40.3K +998 +4%
PSP
590
Principal Street Partners
Tennessee
$1.07M +$62.1K +1,539 +6%
SFFS
591
Stonehage Fleming Financial Services
Jersey
$1.06M
S
592
Seeyond
France
$1.06M -$44.8K -1,109 -4%
PA
593
Profund Advisors
Maryland
$1.05M -$223K -5,536 -18%
Capstone Investment Advisors
594
Capstone Investment Advisors
New York
$1.05M -$3.53M -87,380 -78%
Cetera Investment Advisers
595
Cetera Investment Advisers
Illinois
$1.05M +$255K +6,322 +34%
D.E. Shaw & Co
596
D.E. Shaw & Co
New York
$1.05M -$1.44M -35,753 -59%
IR
597
IAT Reinsurance
New York
$1.05M
NSEDCP
598
NJ State Employees Deferred Compensation Plan
New Jersey
$1.05M
DI
599
DAGCO Inc
Ohio
$1.03M -$22.1K -547 -2%
FAAS
600
First Allied Advisory Services
California
$1.02M +$279K +6,917 +40%

SCHW Hedge Fund Activity: Q3 2019 in Review

1,061 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2019, worth a combined $42.7B — up 1.8% from $42B a quarter earlier.

Sellers outnumbered buyers: 122 funds closed out of SCHW and 93 opened new positions — a net loss of 29 holders — while 421 trimmed existing stakes and 404 added.

The largest buyer was Dodge & Cox, adding an estimated $339M. The largest seller was Edgewood Management, exiting entirely with an estimated $889M sold.

  • 1,061 institutional investors held Charles Schwab (SCHW) as of Q3 2019, down from 1,098 in Q2 2019.
  • Funds reported $42.7B of Charles Schwab stock for Q3 2019, up 1.8% quarter-over-quarter.
  • 93 funds opened new Charles Schwab positions in Q3 2019 and 122 closed out, a net change of -29 holders.
  • The largest Charles Schwab buyer in Q3 2019 was Dodge & Cox, an estimated $339M added.
  • The largest Charles Schwab seller in Q3 2019 was Edgewood Management, an estimated $889M sold.

Based on aggregated 13F filings for Q3 2019.