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SCHW

Charles Schwab

561 hedge funds and large institutions have $21B invested in Charles Schwab in 2013 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 196 increasing their positions, 225 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 30

34% more call options, than puts

Call options by funds: $122M | Put options by funds: $91M

5% more funds holding

Funds holding: 533561 (+28)

0% more capital invested

Capital invested by funds: $21B → $21B (+$55.5M)

0.19% more ownership

Funds ownership: 77.11%77.31% (+0.19%)

13% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 225

26% less funds holding in top 10

Funds holding in top 10: 3123 (-8)

Holders
561
Holders Change
+28
Holders Change %
+5.25%
% of All Funds
18.18%
Holding in Top 10
23
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-25.81%
% of All Funds
0.75%
New
63
Increased
196
Reduced
225
Closed
30
Calls
$122M
Puts
$91M
Net Calls
+$31.2M
Net Calls Change
-$23M
Name Holding Trade Value Shares
Change
Change in
Stake
CIC
276
Carnegie Investment Counsel
Ohio
$2.42M +$54.6K +2,510 +2%
GH
277
GAM Holding
Switzerland
$2.33M
PIP
278
Perennial Investment Partners
Australia
$2.3M +$2.36M +108,660 New
Northwestern Mutual Wealth Management
279
Northwestern Mutual Wealth Management
Wisconsin
$2.29M +$83.8K +3,853 +4%
MSU
280
Maple Securities USA
New Jersey
$2.29M -$2.12M -97,377 -47%
MIM
281
Marco Investment Management
Georgia
$2.28M
RA
282
RiverPark Advisors
New York
$2.27M -$22.7K -1,046 -1%
SAM
283
Securian Asset Management
Minnesota
$2.21M +$123K +5,663 +6%
FCBT
284
First Citizens Bank & Trust
North Carolina
$2.19M +$93.7K +4,310 +4%
GCA
285
Greenwood Capital Associates
South Carolina
$2.16M +$2.22M +102,021 New
TMAM
286
Tokio Marine Asset Management
Japan
$2.12M
GG
287
Gofen & Glossberg
Illinois
$2.1M +$156K +7,154 +8%
RA
288
Royce & Associates
New York
$2.1M -$531K -24,444 -20%
Neuberger Berman Group
289
Neuberger Berman Group
New York
$2.04M -$583K -26,822 -22%
KRS
290
Kentucky Retirement Systems
Kentucky
$2.03M +$2.09M +96,055 New
CNC
291
Citizens & Northern Corp
Pennsylvania
$1.97M -$54.1K -2,487 -3%
PWP
292
Private Wealth Partners
California
$1.97M
Connor, Clark & Lunn Investment Management (CC&L)
293
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$1.96M +$1.96M +89,950 New
FAAS
294
First Allied Advisory Services
California
$1.95M -$46.3K -2,130 -2%
AIM
295
Allen Investment Management
New York
$1.9M +$30.4K +1,400 +2%
NG
296
NatWest Group
United Kingdom
$1.87M +$165K +7,595 +9%
ECAM
297
East Coast Asset Management
Massachusetts
$1.84M +$52.9K +2,432 +3%
DC
298
Deere & Company
Illinois
$1.82M
PAM
299
Panagora Asset Management
Massachusetts
$1.81M +$36K +1,656 +2%
MPI
300
Mairs & Power Inc
Minnesota
$1.78M +$415K +19,065 +29%

SCHW Hedge Fund Activity: Q3 2013 in Review

561 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2013, worth a combined $21B — up 0.26% from $21B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new SCHW positions and 30 closed out — a net gain of 33 holders — while 196 added to existing stakes and 225 trimmed.

The largest buyer was Sands Capital Management, opening a new position worth an estimated $394M. The largest seller was JP Morgan Chase, cutting an estimated $196M.

  • 561 institutional investors held Charles Schwab (SCHW) as of Q3 2013, up from 533 in Q2 2013.
  • Funds reported $21B of Charles Schwab stock for Q3 2013, up 0.26% quarter-over-quarter.
  • 63 funds opened new Charles Schwab positions in Q3 2013 and 30 closed out, a net change of +33 holders.
  • The largest Charles Schwab buyer in Q3 2013 was Sands Capital Management, an estimated $394M added.
  • The largest Charles Schwab seller in Q3 2013 was JP Morgan Chase, an estimated $196M sold.

Based on aggregated 13F filings for Q3 2013.