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SCD

LMP Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$185K +$11.5K +886 +7%
LPL Financial
27
LPL Financial
California
$163K +$16K +1,228 +11%
LCM
28
Laurion Capital Management
New York
$163K +$159K +12,248 New
KA
29
Klingman & Associates
New York
$154K
SCM
30
Saba Capital Management
New York
$154K
CIA
31
Capital Investment Advisors
Georgia
$152K +$13K +1,000 +10%
RJT
32
Raymond James Trust
Florida
$147K -$5.28K -406 -4%
AG
33
Advisor Group
Arizona
$143K +$78 +6 +0.1%
Citigroup
34
Citigroup
New York
$113K +$1.75K +135 +2%
CPA
35
Cowen Prime Advisors
New York
$66K +$65K +5,000 New
BBPWM
36
Blue Bell Private Wealth Management
Pennsylvania
$35K -$29.1K -2,236 -46%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$24K -$338 -26 -1%
TCOV
38
Trust Company of Vermont
Vermont
$16K +$15.3K +1,178 New
BIG
39
Bellwether Investment Group
Tennessee
$8K +$8.24K +634 New
MFW
40
Mosaic Family Wealth
Missouri
$6K +$104 +8 +2%
Creative Planning
41
Creative Planning
Kansas
$5K
PCM
42
Penserra Capital Management
California
$3K +$403 +31 +12%
CCM
43
Coe Capital Management
Illinois
-$378K -30,000 Closed
AA
44
AQR Arbitrage
Connecticut
-$231K -16,951 Closed
MIG
45
Mariner Investment Group
New York
-$141K -10,334 Closed
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
-$110K -8,104 Closed