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SCD

LMP Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
26
Saba Capital Management
New York
$158K -$97.1K -7,123 -38%
KA
27
Klingman & Associates
New York
$158K
RJT
28
Raymond James Trust
Florida
$155K -$3.65K -268 -2%
AG
29
Advisor Group
Arizona
$147K +$24.6K +1,806 +20%
LPL Financial
30
LPL Financial
California
$146K -$19.1K -1,401 -11%
CIA
31
Capital Investment Advisors
Georgia
$142K +$142K +10,400 New
MIG
32
Mariner Investment Group
New York
$141K -$1.11M -81,054 -89%
Citigroup
33
Citigroup
New York
$114K +$1.76K +129 +2%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$110K -$218K -16,000 -66%
BBPWM
35
Blue Bell Private Wealth Management
Pennsylvania
$66K -$31.1K -2,279 -32%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$24K
WP
37
WealthPLAN Partners
Nebraska
$9.95K -$10.2K -750 -50%
MFW
38
Mosaic Family Wealth
Missouri
$6K +$95 +7 +2%
Creative Planning
39
Creative Planning
Kansas
$5K +$5.46K +400 New
PCM
40
Penserra Capital Management
California
$3K +$818 +60 +31%
WAM
41
Wolverine Asset Management
Illinois
-$2.28M -173,493 Closed
SFS
42
Shaker Financial Services
Virginia
-$612K -46,642 Closed
UCFA
43
United Capital Financial Advisors
Texas
-$319K -24,533 Closed
DA
44
Doliver Advisors
Texas
-$133K -10,068 Closed
AIM
45
Acrospire Investment Management
Illinois
-$30K -2,300 Closed
TIM
46
Tortoise Investment Management
New York
-$7K -500 Closed
MA
47
MCF Advisors
Kentucky
-$5K -400 Closed
TRCT
48
Tower Research Capital (TRC)
New York
-$2K -115 Closed