SBI

Western Asset Intermediate Muni Fund
SBI

Overview Fund Activity

39 hedge funds and large institutions have $18.3M invested in Western Asset Intermediate Muni Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 2 closing their positions.

Holders
39
Holders Change
+3
Holders Change %
+8.33%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
12
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
1
Horizon Kinetics
New York
$812K
2
Morgan Stanley
2
Morgan Stanley
New York
$5.02M
3
SPC
3
Sigma Planning Corp
Michigan
$143K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$719K
5
CRC
5
Curi RMB Capital
Illinois
$110K

Top Sellers

1
PGFC
1
Peapack-Gladstone Financial Corp
New Jersey
$0
2
WTC
2
WhitTier Trust Company
Nevada
$1.14M
3
TIM
3
Tortoise Investment Management
New York
$487K
4
First Trust Advisors
4
First Trust Advisors
Illinois
$193K
5
BFEC
5
Benjamin F. Edwards & Company
Missouri
$184K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.02M 483,861 +26,572 +6%
WT
2
Whittier Trust
California
$1.51M 146,027 -483 -0.3%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$1.25M 120,900 +2,500 +2%
Wells Fargo
4
Wells Fargo
California
$1.19M 114,305 +8,225 +8%
WTC
5
WhitTier Trust Company
Nevada
$1.14M 110,121 -25,482 -19%
RJA
6
Raymond James & Associates
Florida
$1.04M 100,598 +8,865 +10%
HK
7
Horizon Kinetics
New York
$812K 78,325 +38,293 +96%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$783K 75,465 – –
RJFSA
9
Raymond James Financial Services Advisors
Florida
$719K 69,309 +13,138 +23%
KCM
10
Kempner Capital Management
Texas
$496K 47,800 – –
TIM
11
Tortoise Investment Management
New York
$487K 46,935 -23,348 -33%
UBS Group
12
UBS Group
Switzerland
$480K 46,281 +3,192 +7%
LPL Financial
13
LPL Financial
California
$418K 39,665 +9,169 +30%
Bank of America
14
Bank of America
North Carolina
$350K 33,792 -271 -0.8%
CIBC Private Wealth Group
15
CIBC Private Wealth Group
Georgia
$304K 29,300 – –
MFS
16
MSI Financial Services
Massachusetts
$240K 23,145 +2,057 +10%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$209K 20,194 – –
First Trust Advisors
18
First Trust Advisors
Illinois
$193K 18,658 -8,901 -32%
SC
19
Stratford Consulting
Texas
$188K 18,083 +207 +1%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$187K 18,071 +2,547 +16%
CWM
21
Concert Wealth Management
California
$185K 17,869 – –
BFEC
22
Benjamin F. Edwards & Company
Missouri
$184K 17,784 -2,585 -13%
PMG
23
ProVise Management Group
Florida
$161K 15,612 +500 +3%
T
24
Thomaspartners
Massachusetts
$156K 15,000 – –
SPC
25
Sigma Planning Corp
Michigan
$143K 13,765 +13,765 New
1
2