SBI

Western Asset Intermediate Muni Fund
SBI

Overview Fund Activity

32 hedge funds and large institutions have $16.1M invested in Western Asset Intermediate Muni Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 2 closing their positions.

Holders
32
Holders Change
+3
Holders Change %
+10.34%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
8
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.33M
2
WT
2
Whittier Trust
California
$1.41M
3
KFS
3
KMS Financial Services
Washington
$152K
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$130K
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$122K

Top Sellers

1
NL
1
NWAM LLC
Washington
$0
2
KCM
2
Kempner Capital Management
Texas
$464K
3
TIM
3
Tortoise Investment Management
New York
$993K
4
AAM
4
Advisors Asset Management
Colorado
$2.11M
5
LPL Financial
5
LPL Financial
California
$147K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$3.33M 343,382 +20,007 +6%
AAM
2
Advisors Asset Management
Colorado
$2.11M 217,012 -9,153 -4%
WT
3
Whittier Trust
California
$1.41M 145,616 +17,597 +14%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.34M 137,750 – –
WTC
5
WhitTier Trust Company
Nevada
$1.06M 108,841 +6,079 +6%
TIM
6
Tortoise Investment Management
New York
$993K 102,283 -16,000 -14%
Wells Fargo
7
Wells Fargo
California
$971K 99,933 +3,453 +4%
First Trust Advisors
8
First Trust Advisors
Illinois
$962K 99,117 -771 -0.8%
RJA
9
Raymond James & Associates
Florida
$628K 64,650 -2,960 -4%
KCM
10
Kempner Capital Management
Texas
$464K 47,800 -21,627 -31%
U
11
UBS
Switzerland
$461K 47,483 +1,700 +4%
CIBC Private Wealth Group
12
CIBC Private Wealth Group
Georgia
$285K 29,300 – –
Bank of America
13
Bank of America
North Carolina
$198K 20,428 +12,200 +148%
B
14
Baird
Wisconsin
$196K 20,194 – –
BFEC
15
Benjamin F. Edwards & Company
Missouri
$174K 17,952 +121 +0.7%
SC
16
Stratford Consulting
Texas
$163K 16,827 +206 +1%
KFS
17
KMS Financial Services
Washington
$152K 15,650 +15,650 New
LPL Financial
18
LPL Financial
California
$147K 15,241 -3,208 -17%
PMG
19
ProVise Management Group
Florida
$137K 14,100 -2,700 -16%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$130K 13,360 +13,360 New
FM
21
Foster & Motley
Ohio
$126K 13,000 – –
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$122K 12,600 +12,600 New
FIMG
23
Financial & Investment Management Group
Michigan
$107K 11,000 – –
CHC
24
City Holding Co
West Virginia
$105K 10,780 – –
SIA
25
Sit Investment Associates
Minnesota
$97K 10,000 – –
1
2