SBI

Western Asset Intermediate Muni Fund
SBI

Overview Fund Activity

26 hedge funds and large institutions have $12.5M invested in Western Asset Intermediate Muni Fund in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 5 closing their positions.

Holders
26
Holders Change
–
Holders Change %
0%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
9
Reduced
6
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$1.76M
2
WTC
2
WhitTier Trust Company
Nevada
$866K
3
WT
3
Whittier Trust
California
$745K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.23M
5
KFS
5
KMS Financial Services
Washington
$149K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
DA
2
Doliver Advisors
Texas
$0
3
Wells Fargo
3
Wells Fargo
California
$819K
4
First Trust Advisors
4
First Trust Advisors
Illinois
$781K
5
U
5
UBS
Switzerland
$199K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$2.63M 290,212 +6,493 +2%
AAM
2
Advisors Asset Management
Colorado
$1.76M 194,708 +130,019 +201%
TIM
3
Tortoise Investment Management
New York
$1.24M 137,283 -2,000 -1%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.23M 135,750 +27,100 +25%
WTC
5
WhitTier Trust Company
Nevada
$866K 95,739 +91,939 +2,419%
Wells Fargo
6
Wells Fargo
California
$819K 90,491 -18,051 -17%
First Trust Advisors
7
First Trust Advisors
Illinois
$781K 86,288 -15,550 -15%
WT
8
Whittier Trust
California
$745K 82,335 +29,025 +54%
RJA
9
Raymond James & Associates
Florida
$598K 66,091 +732 +1%
U
10
UBS
Switzerland
$199K 22,000 -11,500 -34%
B
11
Baird
Wisconsin
$183K 20,194 – –
LPL Financial
12
LPL Financial
California
$165K 18,263 +8 +0%
PMG
13
ProVise Management Group
Florida
$149K 16,500 -6,900 -29%
KFS
14
KMS Financial Services
Washington
$149K 16,500 +16,500 New
SC
15
Stratford Consulting
Texas
$147K 16,210 +212 +1%
Bank of America
16
Bank of America
North Carolina
$129K 14,294 – –
FM
17
Foster & Motley
Ohio
$124K 13,675 -7,300 -35%
FIMG
18
Financial & Investment Management Group
Michigan
$109K 12,000 +12,000 New
CHC
19
City Holding Co
West Virginia
$98K 10,780 +10,780 New
SIA
20
Sit Investment Associates
Minnesota
$90K 10,000 – –
BFEC
21
Benjamin F. Edwards & Company
Missouri
$86K 9,518 +4,555 +92%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$58K 6,400 – –
US Bancorp
23
US Bancorp
Minnesota
$54K 5,925 – –
BWFA
24
Baltimore-Washington Financial Advisors
Maryland
$38K 4,145 – –
KT
25
Kanaly Trust
Texas
$10K 1,147 +1,147 New
1
2