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Rezolute

23 hedge funds and large institutions have $36M invested in Rezolute in 2021 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 7 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

133% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 3

104% more capital invested

Capital invested by funds: $17.6M → $36M (+$18.3M)

64% more funds holding

Funds holding: 1423 (+9)

21.24% more ownership

Funds ownership: 27.53%48.77% (+21%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
23
Holders Change
+9
Holders Change %
+64.29%
% of All Funds
0.35%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
7
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Federated Hermes
1
Federated Hermes
Pennsylvania
$15.2M +$11.6M +1,977,100 +163%
CC
2
Caxton Corporation
New Jersey
$5.71M +$4.49M +769,230 +181%
SCM
3
Stonepine Capital Management
Oregon
$3.86M +$4.72M +808,405 New
Vanguard Group
4
Vanguard Group
Pennsylvania
$1.59M +$1.17M +200,872 +152%
Citadel Advisors
5
Citadel Advisors
Florida
$1.47M -$9.93K -1,699 -0.5%
VCIM
6
Velan Capital Investment Management
Georgia
$1.43M +$1.75M +300,000 New
ACM
7
AIGH Capital Management
Maryland
$1.27M +$1.55M +265,181 New
ACM
8
Altium Capital Management
New York
$1.1M +$1.34M +230,000 New
JGC
9
J. Goldman & Co
New York
$968K +$1.18M +202,500 New
BI
10
BVF Inc
California
$912K
MS
11
Maven Securities
Jersey
$553K +$676K +115,758 New
ECM
12
ExodusPoint Capital Management
New York
$497K +$608K +104,053 New
SCP
13
Sender Company & Partners
New York
$391K +$478K +81,849 New
WVP
14
Worth Venture Partners
New Jersey
$290K +$355K +60,718 New
Northern Trust
15
Northern Trust
Illinois
$250K +$95.8K +16,394 +46%
BFM
16
Boothbay Fund Management
New York
$176K +$216K +36,922 New
Millennium Management
17
Millennium Management
New York
$98K -$88.5K -15,141 -42%
BlackRock
18
BlackRock
New York
$94K +$43.3K +7,413 +61%
SC
19
Shay Capital
New York
$56K +$68.8K +11,780 New
UBS Group
20
UBS Group
Switzerland
$21K +$3.72K +637 +17%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$4K
OC
22
Oppenheimer & Co
New York
-$92K -12,281 Closed
TRCT
23
Tower Research Capital (TRC)
New York
-$20K -2,678 Closed
Morgan Stanley
24
Morgan Stanley
New York
-$2.93K -501 -96%
Wells Fargo
25
Wells Fargo
California
+$251 +43 +154%

RZLT Hedge Fund Activity: Q4 2021 in Review

23 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in Rezolute (RZLT) for Q4 2021, worth a combined $36M — up 104% from $17.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new RZLT positions and 2 closed out — a net gain of 9 holders — while 7 added to existing stakes and 3 trimmed.

The largest buyer was Federated Hermes, adding an estimated $11.6M. The largest seller was Oppenheimer & Co, exiting entirely with an estimated $92K sold.

  • 23 institutional investors held Rezolute (RZLT) as of Q4 2021, up from 14 in Q3 2021.
  • Funds reported $36M of Rezolute stock for Q4 2021, up 104% quarter-over-quarter.
  • 11 funds opened new Rezolute positions in Q4 2021 and 2 closed out, a net change of +9 holders.
  • The largest Rezolute buyer in Q4 2021 was Federated Hermes, an estimated $11.6M added.
  • The largest Rezolute seller in Q4 2021 was Oppenheimer & Co, an estimated $92K sold.

Based on aggregated 13F filings for Q4 2021.