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ROIC

Retail Opportunity Investments Corp.

Delisted

ROIC was delisted on the 12th of February, 2025.

217 hedge funds and large institutions have $1.71B invested in Retail Opportunity Investments Corp. in 2018 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 75 increasing their positions, 66 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

17% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 24

14% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 66

1% more funds holding

Funds holding: 215217 (+2)

13% less call options, than puts

Call options by funds: $176K | Put options by funds: $202K

19% less capital invested

Capital invested by funds: $2.12B → $1.71B (-$411M)

Holders
217
Holders Change
+2
Holders Change %
+0.93%
% of All Funds
4.84%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
28
Increased
75
Reduced
66
Closed
24
Calls
$176K
Puts
$202K
Net Calls
-$26K
Net Calls Change
-$53K
Name Holding Trade Value Shares
Change
Change in
Stake
SWA
176
Sutton Wealth Advisors
Florida
$29.9K
LTFS
177
Ladenburg Thalmann Financial Services
Florida
$28K -$11.4K -648 -28%
LC
178
Lindbrook Capital
California
$27K +$30.6K +1,741 New
DSI
179
Daiwa SB Investments
Japan
$23K +$4.39K +250 +21%
NFG
180
Next Financial Group
Texas
$23K +$25.8K +1,470 New
WIM
181
Westside Investment Management
California
$22.5K
CFA
182
Carroll Financial Associates
North Carolina
$21K
CFGS
183
Concourse Financial Group Securities
Alabama
$18K -$8.67K -493 -30%
FHA
184
First Horizon Advisors
Tennessee
$16K
AF
185
Allworth Financial
California
$14K
Bessemer Group
186
Bessemer Group
New Jersey
$8K
PCM
187
Peregrine Capital Management
Minnesota
$8K
PRC
188
Pearl River Capital
Michigan
$8K +$8.79K +500 New
JA
189
JOYN Advisors
Georgia
$7K -$8.05K -458 -51%
TCM
190
Tradewinds Capital Management
Washington
$7K
WAM
191
Wealthspire Advisors (Maryland)
Maryland
$7K
IA
192
IFP Advisors
Florida
$6K -$3.23K -184 -33%
AssetMark Inc
193
AssetMark Inc
California
$6K
Simplex Trading
194
Simplex Trading
Illinois
$6K +$6.4K +364 +1,040%
MOS
195
MGO One Seven
Ohio
$6K +$7.63K +434 New
Carson Wealth (CWM LLC)
196
Carson Wealth (CWM LLC)
Nebraska
$5K
AIC
197
Ameritas Investment Company
Nebraska
$5K +$5.4K +307 New
LWM
198
Liberty Wealth Management
California
$4K +$4.43K +252 New
APC
199
Aspire Private Capital
North Carolina
$4K +$4.75K +270 New
VFA
200
Valeo Financial Advisors
Indiana
$3K

ROIC Hedge Fund Activity: Q4 2018 in Review

217 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Retail Opportunity Investments Corp. (ROIC) for Q4 2018, worth a combined $1.71B — down 19% from $2.12B a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new ROIC positions and 24 closed out — a net gain of 4 holders — while 75 added to existing stakes and 66 trimmed.

The largest buyer was BlackRock, adding an estimated $10.1M. The largest seller was Ceredex Value Advisors, exiting entirely with an estimated $52.2M sold.

  • 217 institutional investors held Retail Opportunity Investments Corp. (ROIC) as of Q4 2018, up from 215 in Q3 2018.
  • Funds reported $1.71B of Retail Opportunity Investments Corp. stock for Q4 2018, down 19% quarter-over-quarter.
  • 28 funds opened new Retail Opportunity Investments Corp. positions in Q4 2018 and 24 closed out, a net change of +4 holders.
  • The largest Retail Opportunity Investments Corp. buyer in Q4 2018 was BlackRock, an estimated $10.1M added.
  • The largest Retail Opportunity Investments Corp. seller in Q4 2018 was Ceredex Value Advisors, an estimated $52.2M sold.

Based on aggregated 13F filings for Q4 2018.