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RIV.RT

RiverNorth Opportunities Fund Rights
RIV.RT

Delisted

RIV.RT was delisted on the 3rd of October, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
YCM
1
Yakira Capital Management
Connecticut
$10.7K +$19.7K +1,318,986 New
SIA
2
Sit Investment Associates
Minnesota
$9K +$16K +1,072,824 New
PAMP
3
Polar Asset Management Partners
Ontario, Canada
$4.01K +$6.64K +445,528 New
LPL Financial
4
LPL Financial
California
$4.01K +$7.37K +494,836 New
RAM
5
Readystate Asset Management
Illinois
$2.34K +$4.31K +289,376 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2K +$2.78K +186,621 New
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.5K +$2.77K +185,601 New
PS
8
Principal Securities
Iowa
$1.49K +$2.74K +183,792 New
JP Morgan Chase
9
JP Morgan Chase
New York
$1.24K +$2.29K +153,500 New
BFM
10
Boothbay Fund Management
New York
$1.15K +$2.12K +142,500 New
AC
11
Almitas Capital
California
$1.14K +$2.1K +140,834 New
AGM
12
Alpine Global Management
New York
$1.13K +$2.09K +140,001 New
TVAMP
13
Tennessee Valley Asset Management Partners
Tennessee
$1.06K +$1.95K +130,515 New
Wells Fargo
14
Wells Fargo
California
$983 +$1.81K +121,391 New
Morgan Stanley
15
Morgan Stanley
New York
$811 +$1.49K +100,101 New
UBS Group
16
UBS Group
Switzerland
$771 +$1.44K +96,336 New
Stifel Financial
17
Stifel Financial
Missouri
$696 +$1.28K +86,061 New
Raymond James Financial
18
Raymond James Financial
Florida
$483 +$888 +59,583 New
NAS
19
NWF Advisory Services
California
$450 +$833 +55,875 New
Balyasny Asset Management
20
Balyasny Asset Management
Illinois
$435 +$800 +53,710 New
SC
21
Sculptor Capital
New York
$402 +$740 +49,665 New
AO
22
Advisor OS
Illinois
$397 +$731 +49,074 New
AF
23
Allworth Financial
California
$396 +$727 +48,780 New
Bank of America
24
Bank of America
North Carolina
$382 +$713 +47,823 New
OWA
25
Opal Wealth Advisors
New York
$339 +$623 +41,790 New