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RIV.RT

RiverNorth Opportunities Fund Rights
RIV.RT

Delisted

RIV.RT was delisted on the 3rd of October, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
YCM
1
Yakira Capital Management
Connecticut
-$10.7K -1,318,986 Closed
SIA
2
Sit Investment Associates
Minnesota
-$9K -1,072,824 Closed
LPL Financial
3
LPL Financial
California
-$4.01K -494,836 Closed
PAMP
4
Polar Asset Management Partners
Ontario, Canada
-$4.01K -445,528 Closed
RAM
5
Readystate Asset Management
Illinois
-$2.34K -289,376 Closed
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
-$2K -186,621 Closed
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
-$1.5K -185,601 Closed
PS
8
Principal Securities
Iowa
-$1.49K -183,792 Closed
JP Morgan Chase
9
JP Morgan Chase
New York
-$1.24K -153,500 Closed
BFM
10
Boothbay Fund Management
New York
-$1.15K -142,500 Closed
AC
11
Almitas Capital
California
-$1.14K -140,834 Closed
AGM
12
Alpine Global Management
New York
-$1.13K -140,001 Closed
TVAMP
13
Tennessee Valley Asset Management Partners
Tennessee
-$1.06K -130,515 Closed
Wells Fargo
14
Wells Fargo
California
-$983 -121,391 Closed
Morgan Stanley
15
Morgan Stanley
New York
-$811 -100,101 Closed
UBS Group
16
UBS Group
Switzerland
-$771 -96,336 Closed
Stifel Financial
17
Stifel Financial
Missouri
-$696 -86,061 Closed
Raymond James Financial
18
Raymond James Financial
Florida
-$483 -59,583 Closed
NAS
19
NWF Advisory Services
California
-$450 -55,875 Closed
Balyasny Asset Management
20
Balyasny Asset Management
Illinois
-$435 -53,710 Closed
SC
21
Sculptor Capital
New York
-$402 -49,665 Closed
AO
22
Advisor OS
Illinois
-$397 -49,074 Closed
AF
23
Allworth Financial
California
-$396 -48,780 Closed
Bank of America
24
Bank of America
North Carolina
-$382 -47,823 Closed
OWA
25
Opal Wealth Advisors
New York
-$339 -41,790 Closed