|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$23.7M
|
+$3.79M
|
+315,713
|
+20%
|
|
|
2
|
Mariner Investment Group
Harrison,
New York
|
$4.93M
|
+$204K
|
+16,969
|
+4%
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$4.14M
|
–
|
–
|
–
|
|
|
4
|
City of London Investment Management
London,
United Kingdom
|
$3.49M
|
+$1.14M
|
+95,234
|
+50%
|
|
|
5
|
Icon Advisers
Greenwood Village,
Colorado
|
$3.01M
|
-$1.59M
|
-132,198
|
-35%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$2.08M
|
+$18.8K
|
+1,563
|
+0.9%
|
|
|
7
|
Guggenheim Capital
Chicago,
Illinois
|
$1.62M
|
-$230K
|
-19,190
|
-13%
|
|
|
8
|
Advisors Asset Management
Monument,
Colorado
|
$1.62M
|
-$106K
|
-8,868
|
-6%
|
|
|
9
|
Cornerstone Advisors
Asheville,
North Carolina
|
$1.5M
|
–
|
–
|
–
|
|
|
10
|
|
$1.45M
|
-$335K
|
-27,907
|
-19%
|
|
|
11
|
Karpus Investment Management
Pittsford,
New York
|
$1.36M
|
+$1.33M
|
+110,925
|
New
|
|
|
12
|
Yakira Capital Management
Westport,
Connecticut
|
$1.16M
|
+$82.9K
|
+6,900
|
+8%
|
|
|
13
|
Doliver Advisors
Houston,
Texas
|
$882K
|
+$3.6K
|
+300
|
+0.4%
|
|
|
14
|
UBS Group
Zurich,
Switzerland
|
$651K
|
-$86.9K
|
-7,233
|
-12%
|
|
|
15
|
Cetera Advisor Networks
El Segundo,
California
|
$633K
|
+$18.9K
|
+1,570
|
+3%
|
|
|
16
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$614K
|
–
|
–
|
–
|
|
|
17
|
CMT Trading
Chicago,
Illinois
|
$337K
|
-$127K
|
-10,581
|
-28%
|
|
|
18
|
Bank of America
Charlotte,
North Carolina
|
$316K
|
+$140K
|
+11,648
|
+83%
|
|
|
19
|
LPL Financial
San Diego,
California
|
$305K
|
-$115K
|
-9,596
|
-29%
|
|
|
20
|
Raymond James & Associates
St Petersburg,
Florida
|
$292K
|
-$32.5K
|
-2,704
|
-10%
|
|
|
21
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$269K
|
+$263K
|
+21,885
|
New
|
|
|
22
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$262K
|
+$15.4K
|
+1,286
|
+6%
|
|
|
23
|
Ameriprise
Minneapolis,
Minnesota
|
$202K
|
+$63K
|
+5,244
|
+47%
|
|
|
24
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$174K
|
–
|
–
|
–
|
|
|
25
|
Wedbush Securities
Los Angeles,
California
|
$157K
|
+$10.1K
|
+845
|
+7%
|
|
