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RIT

LMP REAL ESTATE INCOME FUND INC. COM
RIT

Delisted

RIT was delisted on the 6th of June, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
YCM
1
Yakira Capital Management
Connecticut
– -$5.97M -437,410 Closed
RCM
2
Rivernorth Capital Management
Florida
– -$4.4M -322,866 Closed
COLIM
3
City of London Investment Management
United Kingdom
– -$3.88M -284,384 Closed
WAM
4
Weiss Asset Management
Massachusetts
– -$3.28M -239,803 Closed
CS
5
Credit Suisse
Switzerland
– -$2.77M -203,292 Closed
Citigroup
6
Citigroup
New York
– -$2.26M -165,160 Closed
KIM
7
Karpus Investment Management
New York
– -$1.85M -135,921 Closed
Wells Fargo
8
Wells Fargo
California
– -$1.65M -120,902 Closed
GC
9
Guggenheim Capital
Illinois
– -$1.18M -86,713 Closed
CA
10
Cornerstone Advisors
North Carolina
– -$1.08M -78,836 Closed
DA
11
Doliver Advisors
Texas
– -$980K -71,819 Closed
BC
12
Brinker Capital
Pennsylvania
– -$965K -70,814 Closed
LPL Financial
13
LPL Financial
California
– -$702K -51,680 Closed
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
– -$682K -50,000 Closed
MIG
15
Mariner Investment Group
New York
– -$586K -42,939 Closed
Morgan Stanley
16
Morgan Stanley
New York
– -$564K -41,334 Closed
UBS Group
17
UBS Group
Switzerland
– -$509K -37,305 Closed
RJFSA
18
Raymond James Financial Services Advisors
Florida
– -$339K -24,855 Closed
RJA
19
Raymond James & Associates
Florida
– -$336K -24,615 Closed
WS
20
Wedbush Securities
California
– -$249K -18,220 Closed
TSW
21
Thompson Siegel & Walmsley
Virginia
– -$239K -17,500 Closed
Ameriprise
22
Ameriprise
Minnesota
– -$225K -16,491 Closed
Bank of America
23
Bank of America
North Carolina
– -$208K -15,232 Closed
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
– -$193K -14,140 Closed
MFS
25
MSI Financial Services
Massachusetts
– -$82K -6,003 Closed
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