|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$18.6M
|
+$11.4M
|
+869,604
|
+155%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$6.42M
|
-$1.64M
|
-125,771
|
-20%
|
|
|
3
|
Mariner Investment Group
Harrison,
New York
|
$4.51M
|
+$870K
|
+66,523
|
+24%
|
|
|
4
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$4.39M
|
+$161K
|
+12,321
|
+4%
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
$2.42M
|
+$402K
|
+30,758
|
+20%
|
|
|
6
|
|
$2.26M
|
+$51.7K
|
+3,957
|
+2%
|
|
|
7
|
Guggenheim Capital
Chicago,
Illinois
|
$2.19M
|
-$515K
|
-39,382
|
-19%
|
|
|
8
|
Advisors Asset Management
Monument,
Colorado
|
$2.01M
|
+$1.02M
|
+78,110
|
+102%
|
|
|
9
|
Cornerstone Advisors
Asheville,
North Carolina
|
$1.69M
|
-$1.18M
|
-90,334
|
-41%
|
|
|
10
|
Icon Advisers
Greenwood Village,
Colorado
|
$1.09M
|
+$1.1M
|
+84,076
|
New
|
|
|
11
|
Doliver Advisors
Houston,
Texas
|
$946K
|
+$107K
|
+8,182
|
+13%
|
|
|
12
|
Cetera Advisor Networks
El Segundo,
California
|
$654K
|
+$74.1K
|
+5,668
|
+13%
|
|
|
13
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$652K
|
–
|
–
|
–
|
|
|
14
|
UBS Group
Zurich,
Switzerland
|
$598K
|
-$136K
|
-10,415
|
-18%
|
|
|
15
|
LPL Financial
San Diego,
California
|
$443K
|
+$34.9K
|
+2,673
|
+9%
|
|
|
16
|
Raymond James & Associates
St Petersburg,
Florida
|
$353K
|
+$471
|
+36
|
+0.1%
|
|
|
17
|
CMT Trading
Chicago,
Illinois
|
$208K
|
+$209K
|
+15,981
|
New
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$184K
|
–
|
–
|
–
|
|
|
19
|
Curi RMB Capital
Chicago,
Illinois
|
$182K
|
+$182K
|
+13,956
|
New
|
|
|
20
|
Bank of America
Charlotte,
North Carolina
|
$177K
|
-$67.5K
|
-5,164
|
-28%
|
|
|
21
|
Ameriprise
Minneapolis,
Minnesota
|
$146K
|
–
|
–
|
–
|
|
|
22
|
AQR Arbitrage
Greenwich,
Connecticut
|
$133K
|
+$133K
|
+10,199
|
New
|
|
|
23
|
Wolverine Asset Management
Chicago,
Illinois
|
$85K
|
-$1.35M
|
-103,047
|
-94%
|
|
|
24
|
MSI Financial Services
Springfield,
Massachusetts
|
$63K
|
+$49.1K
|
+3,754
|
+344%
|
|
|
25
|
Blume Capital Management
Berkeley,
California
|
$61K
|
–
|
–
|
–
|
|
