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Rio Tinto
RIO

Overview Fund Activity

291 hedge funds and large institutions have $4.48B invested in Rio Tinto in 2013 Q3 according to their latest regulatory filings, with 44 funds opening new positions, 106 increasing their positions, 89 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
291
Holders Change
+4
Holders Change %
+1.39%
% of All Funds
9.44%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.16%
New
44
Increased
106
Reduced
89
Closed
35
Calls
$346M
Puts
$283M
Net Calls
+$62.9M
Net Calls Change
+$78.1M

Top Buyers

1
IG
ING Group
Netherlands
$102M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$58.8M
3
WI
WHV Investments
California
$427M
4
Franklin Resources
Franklin Resources
California
$976M
5
Goldman Sachs
Goldman Sachs
New York
$103M

Top Sellers

1
Bank of New York Mellon
Bank of New York Mellon
New York
$10.7M
2
Citigroup
Citigroup
New York
$183M
3
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$40.2M
4
PHAM
Pacific Heights Asset Management
California
$78M
5
IAM
Impax Asset Management
New Hampshire
$3.49M
Name Holding Trade Value Shares
Change 		Shares
Change %
WSA
201
Willow Street Advisors
Florida
$362K -$68.3K -1,400 -16%
CIP
202
Convergence Investment Partners
Florida
$357K +$15.9K +326 +5%
SSG
203
Summit Securities Group
New York
$356K +$302K +6,200 +564%
SB
204
Suntrust Banks
Georgia
$339K -$389K -8,053 -53%
PSI
205
Pinnacle Summer Investments
Virginia
$335K – – –
HCMNY
206
Howard Capital Management (New York)
New York
$331K +$26.8K +550 +9%
NA
207
Navellier & Associates
Nevada
$326K +$18.2K +373 +6%
CFS
208
Community Financial System
New York
$322K +$14.6K +300 +5%
CGT
209
Capital Guardian Trust
California
$312K -$1.18M -24,255 -79%
V
210
Veritable
Delaware
$306K +$61.5K +1,262 +25%
SI
211
SII Investments
Wisconsin
$302K -$710K -14,466 -70%
AIG
212
American International Group
New York
$302K +$29.8K +611 +11%
BCM
213
Bluefin Capital Management
New York
$300K -$348K -8,060 -54%
BHWM
214
Bar Harbor Wealth Management
New Hampshire
$295K – – –
AAM
215
Azzad Asset Management
Virginia
$286K – – –
FB
216
Fulton Bank
Pennsylvania
$279K +$17.2K +353 +7%
Creative Planning
217
Creative Planning
Kansas
$274K -$131K -2,685 -32%
HCM
218
Herndon Capital Management
Georgia
$270K -$24.1K -494 -8%
AP
219
Advisor Partners
California
$270K +$4.39K +90 +2%
SCA
220
SAC Capital Advisors
Connecticut
$270K +$270K +5,538 New
EHC
221
Everett Harris & Co
California
$264K – – –
JIC
222
Johnson Investment Counsel
Ohio
$263K +$263K +5,399 New
BC
223
Banced Corp
Illinois
$261K -$1.95K -40 -0.7%
TFCP
224
Twin Focus Capital Partners
Massachusetts
$255K +$255K +5,230 New
JPMPWA
225
J.P. Morgan Private Wealth Advisors
California
$247K +$247K +5,074 New
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