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Rio Tinto
RIO

301 hedge funds and large institutions have $5.67B invested in Rio Tinto in 2014 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 95 increasing their positions, 113 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $5.42B → $5.67B (+$256M)

0.41% more ownership

Funds ownership: 6.77% → 7.19% (+0.41%)

3% less first-time investments, than exits

New positions opened: 33 | Existing positions closed: 34

2% less funds holding

Funds holding: 306 → 301 (-5)

10% less funds holding in top 10

Funds holding in top 10: 10 → 9 (-1)

16% less repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 113

48% less call options, than puts

Call options by funds: $188M | Put options by funds: $360M

Holders
301
Holders Change
-5
Holders Change %
-1.63%
% of All Funds
8.69%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.26%
New
33
Increased
95
Reduced
113
Closed
34
Calls
$188M
Puts
$360M
Net Calls
-$172M
Net Calls Change
-$166M

Top Buyers

Rank Fund Capital Flow
1
Deutsche Bank
Deutsche Bank
Germany
+$272M
2
Goldman Sachs
Goldman Sachs
New York
+$193M
3
Franklin Resources
Franklin Resources
California
+$80.1M
4
Barrow, Hanley, Mewhinney & Strauss
Barrow, Hanley, Mewhinney & Strauss
Texas
+$39.9M
5
Morgan Stanley
Morgan Stanley
New York
+$34.9M

Top Sellers

Rank Fund Capital Flow
1
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$79.6M
2
JHIU
Janus Henderson Investors US
Colorado
-$57.1M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$56.2M
4
Citigroup
Citigroup
New York
-$54.3M
5
WI
WHV Investments
California
-$40.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
WAM
76
World Asset Management
Michigan
$4.44M -$1.03M -18,967 -19%
PP
77
PDT Partners
New York
$4.42M +$4.31M +79,147 New
RJA
78
Raymond James & Associates
Florida
$4.4M -$261K -4,789 -6%
US Bancorp
79
US Bancorp
Minnesota
$4.22M -$1.3M -23,786 -24%
State Street
80
State Street
Massachusetts
$4.21M – – –
COPPSERS
81
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$4.19M -$2.46M -45,107 -38%
CAM
82
Capstone Asset Management
Texas
$4.05M +$213K +3,910 +6%
CGT
83
Capital Guardian Trust
California
$3.81M +$2.3M +42,238 +162%
SCM
84
Stevens Capital Management
Pennsylvania
$3.64M +$2.53M +46,333 +245%
FNYS
85
First New York Securities
New York
$3.63M +$3.54M +65,000 New
MM
86
Midas Management
New York
$3.62M – – –
KCM
87
Kornitzer Capital Management
Kansas
$3.41M – – –
NCM
88
Newgate Capital Management
Connecticut
$3.3M -$613K -11,244 -16%
Invesco
89
Invesco
Georgia
$3.12M +$548K +10,064 +22%
BAAM
90
Baker Avenue Asset Management
California
$3.07M +$2.99M +54,940 New
T. Rowe Price Associates
91
T. Rowe Price Associates
Maryland
$2.9M -$56.2M -1,030,800 -95%
First Trust Advisors
92
First Trust Advisors
Illinois
$2.87M +$471K +8,638 +20%
Millennium Management
93
Millennium Management
New York
$2.85M +$1.69M +31,000 +155%
BG
94
Bollard Group
Massachusetts
$2.82M – – –
William Blair & Company
95
William Blair & Company
Illinois
$2.75M -$212K -3,899 -7%
Natixis Advisors
96
Natixis Advisors
Massachusetts
$2.66M -$384K -7,045 -13%
FCH
97
Freestone Capital Holdings
Washington
$2.51M +$1.08M +19,837 +79%
Truist Financial
98
Truist Financial
North Carolina
$2.46M +$117K +2,143 +5%
HSBC Holdings
99
HSBC Holdings
United Kingdom
$2.39M -$653K -11,978 -22%
EI
100
Excelsia Inc
Georgia
$2.26M -$378K -6,933 -15%
2 3
4
5 6

RIO Hedge Fund Activity: Q1 2014 in Review

301 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Rio Tinto (RIO) for Q1 2014, worth a combined $5.67B — up 4.7% from $5.42B a quarter earlier.

Sellers outnumbered buyers: 34 funds closed out of RIO and 33 opened new positions — a net loss of 1 holder — while 113 trimmed existing stakes and 95 added.

The largest buyer was Deutsche Bank, adding an estimated $272M. The largest seller was Lord, Abbett & Co, cutting an estimated $79.6M.

  • 301 institutional investors held Rio Tinto (RIO) as of Q1 2014, down from 306 in Q4 2013.
  • Funds reported $5.67B of Rio Tinto stock for Q1 2014, up 4.7% quarter-over-quarter.
  • 33 funds opened new Rio Tinto positions in Q1 2014 and 34 closed out, a net change of -1 holder.
  • The largest Rio Tinto buyer in Q1 2014 was Deutsche Bank, an estimated $272M added.
  • The largest Rio Tinto seller in Q1 2014 was Lord, Abbett & Co, an estimated $79.6M sold.

Based on aggregated 13F filings for Q1 2014.