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Rio Tinto

302 hedge funds and large institutions have $3.55B invested in Rio Tinto in 2016 Q4 according to their latest regulatory filings, with 70 funds opening new positions, 94 increasing their positions, 90 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more funds holding in top 10

Funds holding in top 10: 37 (+4)

63% more first-time investments, than exits

New positions opened: 70 | Existing positions closed: 43

38% more call options, than puts

Call options by funds: $285M | Put options by funds: $207M

17% more capital invested

Capital invested by funds: $3.04B → $3.55B (+$509M)

8% more funds holding

Funds holding: 280302 (+22)

4% more repeat investments, than reductions

Existing positions increased: 94 | Existing positions reduced: 90

0.09% more ownership

Funds ownership: 6.62%6.72% (+0.09%)

Holders
302
Holders Change
+22
Holders Change %
+7.86%
% of All Funds
7.55%
Holding in Top 10
7
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+133.33%
% of All Funds
0.17%
New
70
Increased
94
Reduced
90
Closed
43
Calls
$285M
Puts
$207M
Net Calls
+$78.2M
Net Calls Change
+$83.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
51
Bank of New York Mellon
New York
$9.04M -$2.74M -74,671 -24%
Group One Trading
52
Group One Trading
Illinois
$8.25M +$5.44M +148,375 +224%
Massachusetts Financial Services
53
Massachusetts Financial Services
Massachusetts
$8.18M -$800K -21,814 -9%
USAA
54
United Services Automobile Association
Texas
$7.89M +$2.6M +70,935 +53%
KCM
55
Kornitzer Capital Management
Kansas
$7.8M -$130K -3,540 -2%
Natixis Advisors
56
Natixis Advisors
Massachusetts
$7.78M +$19.8K +539 +0.3%
Stifel Financial
57
Stifel Financial
Missouri
$7.66M +$1.17M +32,008 +19%
Marshall Wace
58
Marshall Wace
United Kingdom
$7.18M +$6.84M +186,641 New
D.E. Shaw & Co
59
D.E. Shaw & Co
New York
$6.75M +$6M +163,566 +1,363%
BC
60
Brookfield Corp
Ontario, Canada
$6.63M
Boston Partners
61
Boston Partners
Massachusetts
$6.36M +$4.99K +136 +0.1%
BlackRock
62
BlackRock
New York
$6.23M +$708K +19,296 +14%
PG
63
PEAK6 Group
Illinois
$6.12M +$3.92M +106,936 +205%
BFA
64
BlackRock Fund Advisors
California
$5.55M -$4.06M -110,674 -43%
Ohio Public Employees Retirement System (OPERS)
65
Ohio Public Employees Retirement System (OPERS)
Ohio
$5.38M +$4.45M +121,327 New
DekaBank Deutsche Girozentrale
66
DekaBank Deutsche Girozentrale
Germany
$5.21M
Ameriprise
67
Ameriprise
Minnesota
$4.89M +$1.02M +27,784 +28%
FBP
68
Flippin Bruce & Porter
Virginia
$4.89M +$136K +3,716 +3%
SB
69
Suntrust Banks
Georgia
$4.71M +$452K +12,336 +11%
HSBC Holdings
70
HSBC Holdings
United Kingdom
$4.53M +$4.32M +117,854 New
Fiera Capital (Canada)
71
Fiera Capital (Canada)
Quebec, Canada
$4.5M -$1.55M -42,297 -27%
CS
72
Credit Suisse
Switzerland
$4.28M -$60.3M -1,645,523 -94%
HighTower Advisors
73
HighTower Advisors
Illinois
$4.18M +$2.33M +63,454 +139%
Macquarie Group
74
Macquarie Group
Australia
$4.16M -$216K -5,895 -5%
MA
75
Montag & Associates
Georgia
$3.99M +$132K +3,600 +4%

RIO Hedge Fund Activity: Q4 2016 in Review

302 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rio Tinto (RIO) for Q4 2016, worth a combined $3.55B — up 17% from $3.04B a quarter earlier.

Buyers outnumbered sellers: 70 funds opened new RIO positions and 43 closed out — a net gain of 27 holders — while 94 added to existing stakes and 90 trimmed.

The largest buyer was Impala Asset Management, adding an estimated $38.8M. The largest seller was Credit Suisse, cutting an estimated $60.3M.

  • 302 institutional investors held Rio Tinto (RIO) as of Q4 2016, up from 280 in Q3 2016.
  • Funds reported $3.55B of Rio Tinto stock for Q4 2016, up 17% quarter-over-quarter.
  • 70 funds opened new Rio Tinto positions in Q4 2016 and 43 closed out, a net change of +27 holders.
  • The largest Rio Tinto buyer in Q4 2016 was Impala Asset Management, an estimated $38.8M added.
  • The largest Rio Tinto seller in Q4 2016 was Credit Suisse, an estimated $60.3M sold.

Based on aggregated 13F filings for Q4 2016.