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Rio Tinto

306 hedge funds and large institutions have $5.42B invested in Rio Tinto in 2013 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 84 increasing their positions, 125 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 510 (+5)

48% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 33

21% more capital invested

Capital invested by funds: $4.48B → $5.42B (+$936M)

5% more funds holding

Funds holding: 291306 (+15)

0.27% more ownership

Funds ownership: 6.51%6.77% (+0.27%)

3% less call options, than puts

Call options by funds: $186M | Put options by funds: $191M

33% less repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 125

Holders
306
Holders Change
+15
Holders Change %
+5.15%
% of All Funds
8.88%
Holding in Top 10
10
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+100%
% of All Funds
0.29%
New
49
Increased
84
Reduced
125
Closed
33
Calls
$186M
Puts
$191M
Net Calls
-$5.64M
Net Calls Change
-$68.5M
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$39.3M -$6.68M -128,484 -16%
Morgan Stanley
27
Morgan Stanley
New York
$35.5M -$4.69M -90,163 -13%
Massachusetts Financial Services
28
Massachusetts Financial Services
Massachusetts
$33.5M -$1.37M -26,288 -4%
U
29
UBS
Switzerland
$32.5M +$1.88M +36,113 +7%
GF
30
Gabelli Funds
New York
$29.8M
Northern Trust
31
Northern Trust
Illinois
$26.5M -$163K -3,129 -0.7%
TD Asset Management
32
TD Asset Management
Ontario, Canada
$26M -$1.55M -29,800 -6%
BA
33
BlackRock Advisors
Delaware
$25.3M +$1.41M +27,200 +6%
STC
34
SEI Trust Company
Pennsylvania
$23.3M +$203K +3,893 +1%
CC
35
Cambrian Capital
California
$20.6M -$3.49M -67,150 -16%
Fayez Sarofim & Co
36
Fayez Sarofim & Co
Texas
$20.1M +$18.5M +355,859 New
VanEck Associates
37
VanEck Associates
New York
$19.5M +$1.4M +26,980 +8%
PPA
38
Parametric Portfolio Associates
Washington
$19.1M +$4.4M +84,537 +33%
PFM
39
Parsec Financial Management
North Carolina
$18.7M +$409K +7,868 +2%
BC
40
Bartlett & Co
Ohio
$18.6M +$50.1K +963 +0.3%
ClearBridge Investments
41
ClearBridge Investments
New York
$17.5M -$89.9K -1,728 -0.6%
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$16.4M -$4.03M -77,472 -21%
Barclays
43
Barclays
United Kingdom
$15.8M +$5.55M +106,660 +61%
O
44
OppenheimerFunds
New York
$15.5M -$1.8M -34,640 -11%
AG
45
Aperio Group
California
$13.9M -$10.6M -204,702 Closed
CFB
46
Cullen/Frost Bankers
Texas
$13.5M -$118K -2,275 -0.9%
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$13.4M -$21.8M -419,294 -64%
BA
48
Bridgewater Associates
Connecticut
$12.7M +$3.38M +64,900 +41%
VKH
49
Virtu KCG Holdings
New York
$12.6M -$2.82M -54,229 -20%
Calamos Advisors
50
Calamos Advisors
Illinois
$11.8M

RIO Hedge Fund Activity: Q4 2013 in Review

306 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Rio Tinto (RIO) for Q4 2013, worth a combined $5.42B — up 21% from $4.48B a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new RIO positions and 33 closed out — a net gain of 16 holders — while 84 added to existing stakes and 125 trimmed.

The largest buyer was EARNEST Partners, opening a new position worth an estimated $163M. The largest seller was ING Group, exiting entirely with an estimated $102M sold.

  • 306 institutional investors held Rio Tinto (RIO) as of Q4 2013, up from 291 in Q3 2013.
  • Funds reported $5.42B of Rio Tinto stock for Q4 2013, up 21% quarter-over-quarter.
  • 49 funds opened new Rio Tinto positions in Q4 2013 and 33 closed out, a net change of +16 holders.
  • The largest Rio Tinto buyer in Q4 2013 was EARNEST Partners, an estimated $163M added.
  • The largest Rio Tinto seller in Q4 2013 was ING Group, an estimated $102M sold.

Based on aggregated 13F filings for Q4 2013.