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Rio Tinto
RIO

Overview Fund Activity

291 hedge funds and large institutions have $4.48B invested in Rio Tinto in 2013 Q3 according to their latest regulatory filings, with 44 funds opening new positions, 106 increasing their positions, 89 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
291
Holders Change
+4
Holders Change %
+1.39%
% of All Funds
9.44%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.16%
New
44
Increased
106
Reduced
89
Closed
35
Calls
$346M
Puts
$283M
Net Calls
+$62.9M
Net Calls Change
+$78.1M

Top Buyers

1
IG
ING Group
Netherlands
$102M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$58.8M
3
WI
WHV Investments
California
$427M
4
Franklin Resources
Franklin Resources
California
$976M
5
Goldman Sachs
Goldman Sachs
New York
$103M

Top Sellers

1
Bank of New York Mellon
Bank of New York Mellon
New York
$10.7M
2
Citigroup
Citigroup
New York
$183M
3
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$40.2M
4
PHAM
Pacific Heights Asset Management
California
$78M
5
IAM
Impax Asset Management
New Hampshire
$3.49M
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
251
Waverly Advisors
Alabama
$62K +$62K +1,280 New
PSC
252
Prentiss Smith & Co
Vermont
$59K – – –
DAM
253
Delta Asset Management
Tennessee
$58K +$45.6K +935 +367%
MFS
254
MSI Financial Services
Massachusetts
$57K +$37.2K +763 +187%
GXMC
255
Global X Management Company
New York
$56K +$6.57K +134 +13%
MWP
256
MYCIO Wealth Partners
Pennsylvania
$49K +$49K +1,000 New
ST
257
Stifel Trust
Missouri
$46K – – –
EWM
258
Elite Wealth Management
Washington
$44K – – –
TRCT
259
Tower Research Capital (TRC)
New York
$42K -$918 -19 -2%
Envestnet Asset Management
260
Envestnet Asset Management
Illinois
$40K -$6.28K -128 -14%
FANJ
261
Financial Architects (New Jersey)
New Jersey
$39K – – –
BOK
262
Bank of Kentucky
Kentucky
$39K – – –
1IC
263
1919 Investment Counsel
Maryland
$38K – – –
LIA
264
LS Investment Advisors
Michigan
$34K – – –
JIC
265
Joel Isaacson & Co
New York
$34K – – –
CTC
266
Central Trust Company
Missouri
$33K -$26.2K -539 -44%
WIL
267
Winifred I. Li
$31K -$2.91K -60 -9%
M&T Bank
268
M&T Bank
New York
$24K – – –
LNB
269
Ledyard National Bank
$24K – – –
PTC
270
Private Trust Company
Ohio
$22K -$50 -1 -0.2%
TF
271
Tompkins Financial
New York
$20K – – –
EFSCE
272
Enterprise Financial Services Corp (EFSC)
Missouri
$15K -$2.23K -47 -13%
LWCFA
273
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$15K – – –
SCM
274
Sigma Capital Management
Connecticut
$15K +$15K +300 New
ZTNA
275
Zions Trust National Association
Utah
$12K – – –
9 10
11
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