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RCA

Ready Capital Corporation 7.00% Convertible Senior Notes due 2023

Delisted

RCA was delisted on the 14th of August, 2023.

17 hedge funds and large institutions have $110M invested in Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

13% more funds holding

Funds holding: 1517 (+2)

3% more capital invested

Capital invested by funds: $107M → $110M (+$3.08M)

0% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 5

Holders
17
Holders Change
+2
Holders Change %
+13.33%
% of All Funds
0.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WAM
1
Wellesley Asset Management
New Hampshire
$46.4M
Allianz Asset Management
2
Allianz Asset Management
Germany
$19.3M
Fidelity Investments
3
Fidelity Investments
Massachusetts
$12.9M
RJA
4
Raymond James & Associates
Florida
$11.7M +$10.8K +400 +0.1%
BlackRock
5
BlackRock
New York
$5.94M +$832K +30,727 +16%
TG
6
TCW Group
California
$5.2M -$392K -14,478 -7%
DG
7
DigitalBridge Group
Florida
$2.4M +$2.42M +89,375 New
WAM
8
Wolverine Asset Management
Illinois
$1.39M +$701K +25,880 +99%
OAM
9
Orinda Asset Management
California
$1.34M +$1.35M +49,941 New
ZA
10
Zazove Associates
Nevada
$1.24M
Stifel Financial
11
Stifel Financial
Missouri
$571K -$21.7K -800 -4%
YMRC
12
Yorktown Management & Research Company
Virginia
$485K -$187K -6,903 -28%
DTIM
13
Danda Trouve Investment Management
Kansas
$327K +$330K +12,188 New
SI
14
Stephens Inc
Arkansas
$294K -$8.5K -314 -3%
William Blair & Company
15
William Blair & Company
Illinois
$225K +$227K +8,400 New
UBS Group
16
UBS Group
Switzerland
$139K +$56.3K +2,078 +67%
Wells Fargo
17
Wells Fargo
California
$70K +$18.1K +667 +34%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$58K
AG
19
Advisor Group
Arizona
$13K -$35.1K -1,296 -72%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1K
Morgan Stanley
21
Morgan Stanley
New York
-$3K -113 Closed
Bank of America
22
Bank of America
North Carolina
-$1K -19 Closed

RCA Hedge Fund Activity: Q4 2019 in Review

17 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 (RCA) for Q4 2019, worth a combined $110M — up 2.9% from $107M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new RCA positions and 2 closed out — a net gain of 2 holders — while 5 added to existing stakes and 5 trimmed.

The largest buyer was Orinda Asset Management, opening a new position worth an estimated $1.35M. The largest seller was TCW Group, cutting an estimated $392K.

  • 17 institutional investors held Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 (RCA) as of Q4 2019, up from 15 in Q3 2019.
  • Funds reported $110M of Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 stock for Q4 2019, up 2.9% quarter-over-quarter.
  • 4 funds opened new Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 positions in Q4 2019 and 2 closed out, a net change of +2 holders.
  • The largest Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 buyer in Q4 2019 was Orinda Asset Management, an estimated $1.35M added.
  • The largest Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 seller in Q4 2019 was TCW Group, an estimated $392K sold.

Based on aggregated 13F filings for Q4 2019.