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RCA

Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA

Delisted

RCA was delisted on the 14th of August, 2023.

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Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
– -$14.7M -585,248 Closed
BlackRock
2
BlackRock
New York
– -$9.8M -390,421 Closed
Amtrust Financial Services
3
Amtrust Financial Services
New York
– -$3.76M -150,759 Closed
SSI Investment Management
4
SSI Investment Management
California
– -$3.31M -132,722 Closed
Raymond James Financial Services Advisors
5
Raymond James Financial Services Advisors
Florida
– -$2.44M -97,228 Closed
Cutler Capital Management
6
Cutler Capital Management
Massachusetts
– -$1.21M -48,329 Closed
B. Riley Wealth Advisors
7
B. Riley Wealth Advisors
Florida
– -$837K -33,329 Closed
Glenmede Trust
8
Glenmede Trust
Pennsylvania
– -$729K -29,208 Closed
State of Tennessee, Department of Treasury
9
State of Tennessee, Department of Treasury
Tennessee
– -$686K -27,306 Closed
Osaic Holdings
10
Osaic Holdings
Arizona
– -$683K -27,169 Closed
LDR Capital Management
11
LDR Capital Management
New York
– -$564K -22,455 Closed
Arkadios Wealth Advisors
12
Arkadios Wealth Advisors
Georgia
– -$347K -13,812 Closed
Boothbay Fund Management
13
Boothbay Fund Management
New York
– -$304K -12,091 Closed
Stifel Financial
14
Stifel Financial
Missouri
– -$259K -10,293 Closed
Fidelity Investments
15
Fidelity Investments
Massachusetts
– -$160K -6,400 Closed
William Blair & Company
16
William Blair & Company
Illinois
– -$134K -5,332 Closed
Wolverine Asset Management
17
Wolverine Asset Management
Illinois
– -$95K -3,781 Closed
Wells Fargo
18
Wells Fargo
California
– -$35.4K -1,411 Closed
UMB Bank
19
UMB Bank
Missouri
– -$8.36K -333 Closed
UBS Group
20
UBS Group
Switzerland
– -$7.54K -300 Closed
Morgan Stanley
21
Morgan Stanley
New York
– -$7.03K -280 Closed