B. Riley Wealth Advisors’s Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 RCA Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2023
Q3
Sell
-33,329
Closed -$837K 1658
2023
Q2
$837K Sell
33,329
-2,337
-7% -$58.7K 0.02% 626
2023
Q1
$891K Buy
35,666
+1,600
+5% +$40K 0.02% 579
2022
Q4
$853K Buy
34,066
+13,538
+66% +$339K 0.02% 588
2022
Q3
$513K Buy
+20,528
New +$513K 0.02% 750