Yorktown Management & Research Company’s Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 RCA Stock Holding History

Yorktown Management & Research Company’s Portfolio RCA Stock Details RCA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-18,097	Closed	-$485K	–	331
2019 Q4	$485K	Sell	18,097 -6,903	-28%	-$187K	0.26%	130
2019 Q3	$678K	Hold	25,000	–	–	0.37%	90
2019 Q2	$669K	Hold	25,000	–	–	0.25%	107
2019 Q1	$661K	Hold	25,000	–	–	0.21%	118
2018 Q4	$613K	Buy	+25,000	New	+$633K	0.2%	127

Other funds holding RCA

WAM

Wellesley Asset Management Portsmouth, New Hampshire $953M AUM 0% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

TCW Group Los Angeles, California $14.9B AUM 46.29% 1-Year Est. Return

DigitalBridge Group Boca Raton, Florida $1.58B AUM 62.54% 1-Year Est. Return

OAM

Orinda Asset Management Lafayette, California $48.7M AUM 26.85% 1-Year Est. Return

Zazove Associates Incline Village, Nevada $1.22B AUM 1.91% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Yorktown Management & Research Company's RCA Position: Q1 2020 in Review

Yorktown Management & Research Company sold out of Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 (RCA) in Q1 2020, closing a stake of 18,097 shares — an estimated $485K sold.

Yorktown Management & Research Company first reported a position in RCA in Q4 2018 and held it in 5 quarters. The position peaked at $678K in Q3 2019. 15 funds tracked by Wall St. Rank hold RCA as of Q1 2020.

Yorktown Management & Research Company reported no remaining Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 position as of Q1 2020 after selling out during the quarter.
Yorktown Management & Research Company sold 18,097 Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 shares in Q1 2020, an estimated $485K.
Yorktown Management & Research Company first reported a position in Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 in Q4 2018 and held it in 5 quarters.
Yorktown Management & Research Company's Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 position peaked at $678K in Q3 2019.
15 funds tracked by Wall St. Rank held Ready Capital Corporation 7.00% Convertible Senior Notes due 2023 as of Q1 2020.

Based on Yorktown Management & Research Company's 13F filing for Q1 2020, filed 29 Apr 2020.