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RA

Brookfield Real Assets Income Fund
RA

74 hedge funds and large institutions have $183M invested in Brookfield Real Assets Income Fund in 2017 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 25 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 77 → 74 (-3)

4.65% less ownership

Funds ownership: 25.7% → 21.05% (-4.7%)

16% less capital invested

Capital invested by funds: $217M → $183M (-$34.6M)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

28% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 25

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
74
Holders Change
-3
Holders Change %
-3.9%
% of All Funds
1.84%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
8
Increased
18
Reduced
25
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$2.8M
2
Morgan Stanley
Morgan Stanley
New York
+$1.75M
3
Baird Financial Group
Baird Financial Group
Wisconsin
+$1.63M
4
QFA
Quattro Financial Advisors
Texas
+$1.51M
5
ACM
Ashford Capital Management
Delaware
+$1.27M

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$27M
2
Wells Fargo
Wells Fargo
California
-$9.87M
3
PPA
Parametric Portfolio Associates
Washington
-$6.22M
4
Bessemer Group
Bessemer Group
New Jersey
-$2.37M
5
GC
Guggenheim Capital
Illinois
-$1.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$1.26M +$46K +1,941 +4%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$1.22M +$323K +13,603 +36%
HK
28
Horizon Kinetics
New York
$1.07M -$11.4K -479 -1%
EWM
29
Edge Wealth Management
New York
$965K -$806 -34 -0.1%
ICA
30
Infrastructure Capital Advisors
New York
$962K +$1.83K +77 +0.2%
ACP
31
Aviance Capital Partners
Florida
$941K -$67.9K -2,864 -7%
LPL Financial
32
LPL Financial
California
$881K -$189K -7,964 -18%
ZA
33
Zazove Associates
Nevada
$865K – – –
WS
34
Wedbush Securities
California
$795K -$204K -8,590 -20%
BTS
35
BB&T Securities
Virginia
$792K -$67.2K -2,835 -8%
PAS
36
Partnervest Advisory Services
California
$647K +$44.9K +1,893 +7%
FWIA
37
Fort Washington Investment Advisors
Ohio
$557K +$556K +23,429 New
CRC
38
Curi RMB Capital
Illinois
$517K – – –
CIA
39
Capital Investment Advisors
Georgia
$487K -$11.6K -488 -2%
AIA
40
Allegis Investment Advisors
Idaho
$470K +$51.2K +2,158 +12%
PMLI
41
Penn Mutual Life Insurance
Pennsylvania
$411K – – –
SI
42
SII Investments
Wisconsin
$408K +$122K +5,133 +43%
COLIM
43
City of London Investment Management
United Kingdom
$382K – – –
FFA
44
First Foundation Advisors
California
$377K -$109K -4,577 -22%
HCM
45
Hollencrest Capital Management
California
$361K – – –
SCM
46
Saba Capital Management
New York
$354K -$460K -19,402 -57%
Edgewood Management
47
Edgewood Management
Connecticut
$297K – – –
SFS
48
Shaker Financial Services
Virginia
$285K -$180K -7,594 -39%
HighTower Advisors
49
HighTower Advisors
Illinois
$269K +$267K +11,261 New
Creative Planning
50
Creative Planning
Kansas
$264K -$16.1K -677 -6%
1
2
3 4

RA Hedge Fund Activity: Q3 2017 in Review

74 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Brookfield Real Assets Income Fund (RA) for Q3 2017, worth a combined $183M — down 16% from $217M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of RA and 8 opened new positions — a net loss of 2 holders — while 25 trimmed existing stakes and 18 added.

The largest buyer was UBS Group, adding an estimated $2.8M. The largest seller was Rivernorth Capital Management, cutting an estimated $27M.

  • 74 institutional investors held Brookfield Real Assets Income Fund (RA) as of Q3 2017, down from 77 in Q2 2017.
  • Funds reported $183M of Brookfield Real Assets Income Fund stock for Q3 2017, down 16% quarter-over-quarter.
  • 8 funds opened new Brookfield Real Assets Income Fund positions in Q3 2017 and 10 closed out, a net change of -2 holders.
  • The largest Brookfield Real Assets Income Fund buyer in Q3 2017 was UBS Group, an estimated $2.8M added.
  • The largest Brookfield Real Assets Income Fund seller in Q3 2017 was Rivernorth Capital Management, an estimated $27M sold.

Based on aggregated 13F filings for Q3 2017.