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FT Vest Nasdaq-100 Moderate Buffer ETF - November

Name Holding Trade Value Shares
Change
Change in
Stake
MML Investors Services
1
MML Investors Services
Massachusetts
$10.4M +$8.47M +345,467 +497%
LPL Financial
2
LPL Financial
California
$6.12M +$3.71M +151,132 +163%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$2.34M -$303K -12,359 -12%
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$2.33M -$1.1M -44,843 -33%
HighTower Advisors
5
HighTower Advisors
Illinois
$1.18M – – –
DI
6
Diligent Investors
California
$1.11M – – –
Raymond James Financial
7
Raymond James Financial
Florida
$1.07M -$1.44M -58,748 -58%
Sequent Planning
8
Sequent Planning
Nebraska
$1.05M -$417 -17 -0%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$845K +$81K +3,306 +11%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$828K -$73.5K -2,997 -8%
Old Mission Capital
11
Old Mission Capital
Illinois
$705K -$438K -17,858 -39%
Comprehensive Financial Consultants Institutional
12
Comprehensive Financial Consultants Institutional
Indiana
$698K -$24.6K -1,003 -3%
Kestra Advisory Services
13
Kestra Advisory Services
Texas
$624K -$385K -15,695 -39%
Osaic Holdings
14
Osaic Holdings
Arizona
$565K +$413K +16,863 +298%
Northeast Planning Associates NH
15
Northeast Planning Associates NH
New Hampshire
$399K -$2.43M -99,069 -85%
Holistic Planning
16
Holistic Planning
Texas
$380K +$130K +5,295 +54%
Private Advisor Group
17
Private Advisor Group
New Jersey
$344K – – –
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$316K +$309K +12,588 New
Foundations Investment Advisors
19
Foundations Investment Advisors
Arizona
$311K -$15.3K -625 -5%
Grantvest Financial Group
20
Grantvest Financial Group
New Jersey
$292K -$1.47K -60 -0.5%
Mariner
21
Mariner
Kansas
$279K – – –
IAIM
22
International Assets Investment Management
Florida
$250K – – –
Jane Street
23
Jane Street
New York
$230K +$224K +9,155 New
Ignite Planners
24
Ignite Planners
California
$230K -$735 -30 -0.3%
StoneX Group
25
StoneX Group
New York
$226K -$42.7K -1,740 -16%